DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Erin Elizabeth Lanning
At current firm
3 y
since Sep 22, 2022
In the industry
23 y
since Feb 19, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Morgan Stanley wirehouse currentsince Sep 22, 2022 · Kansas City, Mo
- Raymond James Financial Services Advisors, Inc BD affiliatedApr 7, 2022 to Sep 19, 2022 · Saint Petersburg, Fl
- Raymond James & Associates, Inc. national BDNov 9, 2021 to Sep 19, 2022 · Kearney, Mo
- Waddell & Reed formerDec 5, 2011 to Aug 23, 2021 · Overland Park, Ks
- UBS Financial Services Inc. wirehouseJan 1, 2009 to Mar 3, 2010 · Kansas City, Mo
Moves
a registration end followed by a registration begin elsewhere
- Raymond James Financial Services Advisors, Inc to Morgan Stanleyleft Sep 19, 2022, registered Sep 22, 2022 (3 days) · Affiliated broker-dealer or bank to wirehouse
- Raymond James & Associates, Inc. to Raymond James Financial Services Advisors, Incleft Sep 19, 2022, registered Apr 7, 2022 (-165 days) · Affiliated broker-dealer or bank to another
- Waddell & Reed to Raymond James & Associates, Inc.left Aug 23, 2021, registered Nov 9, 2021 (78 days) · Affiliated broker-dealer or bank to another · moved with a team
- UBS Financial Services Inc. to Waddell & Reedleft Mar 3, 2010, registered Dec 5, 2011 (642 days) · Other
Signals
- Erin Murphy left Raymond James Financial Services Advisors, Inc for Morgan Stanley (registered 2022-09-22)Sep 19, 2022 · Advisor changed firm · fact
- Erin Murphy left Raymond James & Associates, Inc. for Raymond James Financial Services Advisors, Inc (registered 2022-04-07)Sep 19, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address