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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

JASON DIMITRI NICOLOFF

Advisor at CETERA INVESTMENT ADVISERS LLC

LAFAYETTE, IN

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Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jan 20, 2006 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 26, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Feb 26, 2001
First registration: Jan 20, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 3044701

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Aug 3, 2018	n/a	yes	LAFAYETTE, IN	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 15, 2014	Aug 2, 2018	no	LAFAYETTE, IN\|SCHAUMBURG, IL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 10, 2014	May 16, 2014	no	LAFAYETTE, IN	Previous registration
OSAIC FA, INC.	Former SEC adviser	May 19, 2011	Oct 10, 2013	no	LAFAYETTE, IN\|COLUMBUS, OH	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Oct 23, 2009	Mar 7, 2011	no	WEST LAFAYETTE, IN	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Apr 17, 2009	Aug 12, 2009	no	INDIANAPOLIS, IN\|LAFAYETTE, IN	Previous registration
J.J.B. HILLIARD, W.L. LYONS, LLC	Former SEC adviser	Jan 10, 2007	Aug 17, 2007	no	LAFAYETTE, IN	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Jan 20, 2006	Jan 12, 2007	no	LAFAYETTE, IN\|LAFAYETTE, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	CETERA INVESTMENT ADVISERS LLC	May 16, 2014	Sep 15, 2014	122	Firm change	Other
OSAIC FA, INC.	WELLS FARGO ADVISORS	Oct 10, 2013	Apr 10, 2014	182	Firm change	Other
ADVICE AND PLANNING SERVICES	OSAIC FA, INC.	Mar 7, 2011	May 19, 2011	73	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	ADVICE AND PLANNING SERVICES	Aug 12, 2009	Oct 23, 2009	72	Firm change	Other
J.J.B. HILLIARD, W.L. LYONS, LLC	CHASE INVESTMENT SERVICES CORP.	Aug 17, 2007	Apr 17, 2009	609	Firm change after gap	Other
FIFTH THIRD SECURITIES, INC.	J.J.B. HILLIARD, W.L. LYONS, LLC	Jan 12, 2007	Jan 10, 2007	-2	Firm change	Other

Relationships

Registered with (7)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Sep 15, 2014 to Aug 2, 2018factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 10, 2014 to May 16, 2014factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
May 19, 2011 to Oct 10, 2013factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Oct 23, 2009 to Mar 7, 2011factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Apr 17, 2009 to Aug 12, 2009factForm ADV
→ J.J.B. HILLIARD, W.L. LYONS, LLCRegistered adviserregistration: previous registration
Jan 10, 2007 to Aug 17, 2007factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Jan 20, 2006 to Jan 12, 2007factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Show 1 bookkeeping events

Occurred
Sep 18, 2026
Jason Dimitri Nicoloff added a TX registration at Cetera Investment Advisers Llc