DFX Intelligence

H•••• S••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor17 years in industry

H•••• S••• C•••••••••

Advisor at H•••••••• A•••••••• L••

Beverly Hills, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cf3346b8-1f30-64b4-fbb6-4019673e5e26

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 9, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 26, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• A•••••••• L••	Bd affiliated wealth	Feb 6, 2024	n/a	yes	Beverly Hills, CA	Current employment
L•••••••••	Former SEC adviser	Dec 15, 2015	Aug 8, 2019	no	BEVERLY HILLS, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••••••••	H•••••••• A•••••••• L••	Aug 8, 2019	Feb 6, 2024	1,643	Firm change after gap	RIA to ibd
S•••	L•••••••••	Aug 28, 2015	Dec 15, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
140305:145323:CA:2019-08-08	Aug 8, 2019	Feb 6, 2024	BEVERLY HILLS, CA	Firm change after gap

Relationships

Registered with (3)

→ H•••••••• A•••••••• L••Registered adviserregistration: current employment
Feb 6, 2024 to presentfactForm ADV
→ L•••••••••Registered adviserregistration: previous registration
Dec 15, 2015 to Aug 8, 2019factForm ADV
→ S•••Registered adviserregistration: previous registration
Apr 9, 2010 to Aug 28, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cf3346b8-1f30-64b4-fbb6-4019673e5e26
First observed: Apr 9, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.