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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

Aaron Lampert

Advisor at J.P. MORGAN SECURITIES LLC

TUCSON, AZ

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Search this name across graphsid dfx:ria:cf3a8cb1-db61-9650-ff26-15100b03c1a8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 5, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 26, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Nov 26, 2008
First registration: Jan 5, 2009
Dual registered: yes, broker-dealer
Other names: Aaron Lampert|AARON JOSEPH LAMPERT
IAPD individual key: 5526813

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Nov 13, 2017	n/a	yes	TUCSON, AZ	Current employment
PFG ADVISORS	Independent wealth	Aug 7, 2015	Oct 26, 2017	no	San Diego, CA\|EL CAJON, CA\|PHOENIX, AZ	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 4, 2015	Aug 6, 2015	no	SAN DIEGO, CA\|NATIONAL CITY, CA\|LA MESA, CA\|EL CAJON, CA\|LA MESA, CA\|SAN DIEGO, CA\|SAN DIEGO, CA\|SAN DIEGO, CA\|SAN DIEGO, CA\|CHULA VISTA, CA\|SAN DIEGO, CA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Aug 12, 2015	no	TUCSON, AZ\|TUCSON, AZ\|EL CAJON, CA\|EL CAJON, CA\|TUCSON, AZ\|TUCSON, AZ\|SAN DIEGO, CA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 12, 2010	Oct 1, 2012	no	TUCSON, AZ\|TUCSON, AZ\|TUCSON, AZ\|TUCSON, AZ\|TUCSON, AZ\|TUCSON, AZ\|TUCSON, AZ\|TUCSON, AZ\|TUCSON, AZ	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Jan 5, 2009	Jul 13, 2010	no	TUCSON, AZ\|TUCSON, AZ\|TUCSON, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PFG ADVISORS	J.P. MORGAN SECURITIES LLC	Oct 26, 2017	Nov 13, 2017	18	Firm change	Other
J.P. MORGAN SECURITIES LLC	LPL FINANCIAL LLC	Aug 12, 2015	Aug 4, 2015	-8	Firm change	Other
LPL FINANCIAL LLC	PFG ADVISORS	Aug 6, 2015	Aug 7, 2015	1	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
WELLS FARGO INVESTMENTS, LLC	CHASE INVESTMENT SERVICES CORP.	Jul 13, 2010	Jul 12, 2010	-1	Firm change	Other

Relationships

Registered with (5)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Aug 12, 2015factForm ADV
→ PFG ADVISORSRegistered adviserregistration: previous registration
Aug 7, 2015 to Oct 26, 2017factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Aug 4, 2015 to Aug 6, 2015factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 12, 2010 to Oct 1, 2012factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Jan 5, 2009 to Jul 13, 2010factForm ADV

Dated events

No dated event names this entity yet.