DFX Intelligence

N••••••• W•••••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

N••••••• W•••••• R•••••••

Advisor at O•••••••••

TULSA, OK | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:cf3b3105-29b0-994d-ab1f-b23ae1bdba07

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 4, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Oct 23, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••••	Institutional manager	Jan 23, 2024	n/a	yes	TULSA, OK\|OVERLAND PARK, KS\|TULSA, OK	Current employment
W•••••••••	Former SEC adviser	Mar 5, 2021	Oct 26, 2024	no	TULSA, OK\|TULSA, OK	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••••••	O•••••••••	Oct 26, 2024	Jan 23, 2024	-277	Firm change after gap	Other
S••••••• W••••• M•••••••••	W•••••••••	Apr 19, 2021	Mar 5, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
283458:282202:TX:2021-04-19	Apr 19, 2021	Mar 5, 2021	AUSTIN, TX	Firm change after gap

Relationships

Registered with (5)

→ O•••••••••Registered adviserregistration: current employment
Jan 23, 2024 to presentfactForm ADV
→ W•••••••••Registered adviserregistration: previous registration
Mar 5, 2021 to Oct 26, 2024factForm ADV
→ S••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Feb 25, 2020 to Apr 19, 2021factForm ADV
→ O•••• W•••••• I•••Registered adviser

Dated events

Occurred
Oct 26, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cf3b3105-29b0-994d-ab1f-b23ae1bdba07
First observed: Mar 4, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.