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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)32 years in industry

JOHN MICHAEL MURPHY

Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED

PALM BEACH GARDENS, FL

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Search this name across graphsid dfx:ria:cf3da2bb-5370-b775-ee96-369ba85ad8e2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 1, 1994 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STIFEL, NICOLAUS & COMPANY, INCORPORATED
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63
First exam: May 5, 1994
First registration: Apr 1, 1994
Dual registered: yes, broker-dealer
Other names: JOHN M MURPHY
IAPD individual key: 2377805

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Feb 4, 2022	n/a	yes	PALM BEACH GARDENS, FL	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Feb 24, 2011	Feb 11, 2022	no	WEST PALM BEACH, FL\|PALM BEACH GARDENS, FL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Mar 3, 2011	no	NORTH PALM BEACH, FL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	NORTH PALM BEACH, FL	Previous registration
MORGAN STANLEY DW INC.	n/a	Apr 1, 1994	Apr 2, 2007	no	NORTH PALM BEACH, FL\|N. PALM BEACH, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Feb 11, 2022	Feb 4, 2022	-7	Firm change	Wirehouse to ibd
MORGAN STANLEY	UBS FINANCIAL SERVICES INC.	Mar 3, 2011	Feb 24, 2011	-7	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (5)

→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: current employment
Feb 4, 2022 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Feb 24, 2011 to Feb 11, 2022factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Mar 3, 2011factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Apr 1, 1994 to Apr 2, 2007factForm ADV

Dated events

Occurred
Feb 11, 2022
Advisor changed firm
John Michael Murphy left Ubs Financial Services Inc. for Stifel, Nicolaus & Company, Incorporated (registered 2022-02-04)
Form ADVobserved 4 days ago