DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• M•••••• M•••••

S•••••• N••••••• • C••••••• I•••••••••national BDPalm Beach Gardens, Fldual registrantIAPD 2377805

Certified Financial Planner

Feed of 09/14/2026

Also filed as J••• M M•••••

At current firm

4 y

since Feb 4, 2022

In the industry

32 y

since Apr 1, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••• N••••••• • C••••••• I••••••••• national BD current
since Feb 4, 2022 · Palm Beach Gardens, Fl
U•• F•••••••• S••••••• I••• wirehouse
Feb 24, 2011 to Feb 11, 2022 · West Palm Beach, Fl
M••••• S•••••• wirehouse
Jun 1, 2009 to Mar 3, 2011 · North Palm Beach, Fl
M••••• S•••••• • C•• L•• unclassified
Apr 2, 2007 to Jun 1, 2009 · North Palm Beach, Fl
M••••• S•••••• D• I••• unclassified
Apr 1, 1994 to Apr 2, 2007 · North Palm Beach, Fl

Moves

a registration end followed by a registration begin elsewhere

U•• F•••••••• S••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••
left Feb 11, 2022, registered Feb 4, 2022 (-7 days) · Wirehouse to affiliated broker-dealer or bank
M••••• S•••••• to U•• F•••••••• S••••••• I•••
left Mar 3, 2011, registered Feb 24, 2011 (-7 days) · Wirehouse to wirehouse
M••••• S•••••• • C•• L•• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move

Signals

J••• M•••••• M••••• left U•• F•••••••• S••••••• I••• for S•••••• N••••••• • C••••••• I••••••••• (registered 2022-02-04)
Feb 11, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address