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Advisor at MISSIONSQUARE RETIREMENT
WASHINGTON, DC | MIAMI, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MISSIONSQUARE RETIREMENT | Bd affiliated wealth | May 22, 2018 | n/a | yes | MIAMI, FL|WASHINGTON, DC | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Jun 13, 2016 | no | MIAMI, FL | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | May 2, 2009 | Oct 1, 2012 | no | WESTON, FL|WESTON, FL|DAVIE, FL|COOPER CITY, FL|PEMBROKE PINES, FL|PEMBROKE PINES, FL|COOPER CITY, FL|MIAMI, FL|MIAMI, FL|MIAMI, FL|PEMBROKE PINES, FL|COOPER CITY, FL | Previous registration |
| WAMU INVESTMENTS, INC. | n/a | May 26, 2006 | May 2, 2009 | no | MIAMI SHORES, FL|NORTH MIAMI, FL|MIAMI, FL|NORTH MIAMI, FL|AVENTURA, FL|COOPER CITY, FL|MIAMI, FL|COOPER CITY, FL|WESTON, FL|WESTON, FL|DAVIE, FL|PEMBROKE PINES, FL|PEMBROKE PINES, FL|MIAMI BEACH, FL | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Feb 22, 2005 | Jan 11, 2006 | no | MIAMI, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | MISSIONSQUARE RETIREMENT | Jun 13, 2016 | May 22, 2018 | 708 | Firm change after gap | Other |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| WAMU INVESTMENTS, INC. | CHASE INVESTMENT SERVICES CORP. | May 2, 2009 | May 2, 2009 | 0 | Bulk transfer | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | WAMU INVESTMENTS, INC. | Jan 11, 2006 | May 26, 2006 | 135 | Firm change | Other |