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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

KRAMER CAPITAL MANAGEMENT

KRAMER CAPITAL MANAGEMENT INC, CRD 107414

BROOKLYN, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cf64ee27-4105-677e-d37f-50999f2e49c7

Data as of Oct 2, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 23, 2012 to Oct 2, 2014
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $9.1MItem 5.F on the latest filing (2014-10-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $9.1M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Accounts: 92
SEC number: 801-49363
CRD: 107414
Filings on the tape: 9
First filed: Apr 23, 2012
Latest filed: Oct 2, 2014
Organised: Corporation, Connecticut

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KRAMER, ANDREW, BENNETT	DIRECTOR/PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	05/1995	Apr 23, 2012	Oct 2, 2014
WU, SHU, FANG	Partner	A	yes	09/2010	Apr 23, 2012	Oct 2, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CAPITOL SECURITIES MANAGEMENT, INC.	n/a	Independent wealth	$2.2B	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Jun 25, 2014	$9.1M	$9.1M	2	2	n/a	n/a	n/a
2013	Jun 17, 2013	$27.5M	$27.5M	2	2	n/a	n/a	n/a
2012	Jun 29, 2012	$35.9M	$35.9M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$9.1M	$27.5M	-66.8%	n/a	n/a	2	2	n/a	n/a

Relationships

Affiliated with (1)

→ CAPITOL SECURITIES MANAGEMENT, INC.Registered adviserother investment adviser, broker-dealer
factForm ADV

Controls (2)

← KRAMER, ANDREW, BENNETTOwnerDIRECTOR/PRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Apr 23, 2012 to presentfactForm ADV
← WU, SHU, FANGOwnerPARTNER, ownership code A, individual
Apr 23, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cf64ee27-4105-677e-d37f-50999f2e49c7
First observed: Apr 23, 2012
Last observed: Oct 2, 2014 145 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KRAMER CAPITAL MANAGEMENT

KRAMER CAPITAL MANAGEMENT INC, CRD 107414

BROOKLYN, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cf64ee27-4105-677e-d37f-50999f2e49c7

Data as of Oct 2, 2014 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:16 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KRAMER, ANDREW, BENNETT

DIRECTOR/PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

05/1995

Apr 23, 2012

Oct 2, 2014

WU, SHU, FANG

Partner

yes

09/2010

Apr 23, 2012

Oct 2, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CAPITOL SECURITIES MANAGEMENT, INC.

n/a

Independent wealth

$2.2B

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Jun 25, 2014

$9.1M

n/a

2013

Jun 17, 2013

$27.5M

n/a

2012

Jun 29, 2012

$35.9M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$9.1M

$27.5M

-66.8%

n/a