This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

NEUBERGER BERMAN BD LLC

Current firm class

no raum reportedderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 1, 1978earliest registration or exam on IAPD

Years in industry

48derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Exams

S63|S65

First exam

Mar 17, 1997

First registration

Jun 6, 1997

Dual registered

yes, broker-dealer

IAPD individual key

19989

• Occurred

  Jan 17, 2025
  Advisor changed firm

  Alan Saul Bernstein left Stratigraphic Asset Management, Inc. for Neuberger Berman Bd Llc (registered 2025-06-13)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:cf658aa5-aa45-78de-2f65-1a6db509e7a8

First observed

Jun 6, 1997

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.