DFX Intelligence

R•••• G•••• L•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

R•••• G•••• L•••••

CRD 161731

NEW YORK, NY

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Search this name across graphsid dfx:ria:cf6a1e51-4169-a557-21c4-38e956aaddbf

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 12
On other graphs: 3
Observed: Feb 15, 2012 to Mar 31, 2026
25 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

R•••• G•••• L•••••

Private equity manager · cited, shared crd

Independent Sponsorsidentity

R•••• G•••• L•••••

Capital provider to sponsors · cited, shared crd

Allocatorsidentity

R•••• G•••• L•••••

Manager with allocator commitments · cited, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=5.0
Regulatory AUM: $8.2B••• Locked
Discretionary RAUM: $8.2B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 35

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R•••• P••••••• V• L•••	Private Equity Fund	$2.5B	May 7, 2024	84	Mar 30, 2016	reported	021-235695
R•••• O••••••• P••••••• V• L•••	Private Equity Fund	$1.5B	May 7, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••••• R•••••• F••••	MANAGING DIRECTOR	C	yes	05/1996	Feb 15, 2012	May 7, 2024
B••••••••• F••••••••• A••••• M••••	MANAGING DIRECTOR	Na	yes	01/2011	Feb 15, 2012	May 7, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
L•••••• M••••••••• L•••	n/a	n/a	n/a	Y	no	n/a
R•• S••••• L•••	n/a	n/a	n/a	Y	no	n/a
R•••• C•••••• I• L•••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$8.2B	$8.0B	2.2%	$8.3B	-0.6%	35	33	0	0

Relationships

Advises (13)

→ R••••• H••••••• L•••Private fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ R•••• O••••••• P••••••• V• L•••Private fundPrivate Equity Fund, IA
Mar 30, 2016 to presentfactForm ADV
→ R•••• P••••••• V• ••• L•••Private fundPrivate Equity Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ R•••• P••••••• S••• L•••

Dated events

Occurred
Mar 28, 2024
Control person joined
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 28, 2024
Control person joined
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 28, 2024
Control person joined
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 28, 2024
Control person joined

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cf6a1e51-4169-a557-21c4-38e956aaddbf
First observed: Feb 15, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.