DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•••• G•••• L•••••
Latest filing Mar 31, 2026
First filing on the tape Feb 15, 2012 · 25 filings
SEC status approved since Mar 30, 2012
RAUM
$8.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
35
18 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
11
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$8.2B as of Mar 31, 2026
Apr 1, 2013$4.4B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Apr 1, 20130 then
Employees (5.A)35 as of Mar 31, 2026
Apr 1, 201323 then
Private funds11 as of Mar 31, 2026
Apr 1, 20134 then
RAUM +2.2% over the last fiscal year-0.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $679MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $119M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$8.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 12reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $119M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=5.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
13 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R•••• P••••••• V• L••• | Private Equity Fund | $2.5B | 84 | Mar 30, 2016 |
| R•••• O••••••• P••••••• V• L••• | Private Equity Fund | $1.5B | 52 | Mar 30, 2016 |
| R•••• O••••••• P••••••• V• L••• | Private Equity Fund | $1.2B | 40 | Mar 31, 2022 |
| R•••• P••••••• V• L••• | Private Equity Fund | $689M | 54 | Mar 31, 2022 |
| R•••• P••••••• S••• L••• | Private Equity Fund | $601M | 13 | Mar 31, 2023 |
| R•••• P••••••• V• ••• L••• | Private Equity Fund | $405M | 2 | Mar 31, 2023 |
| R•••• C••••••••• F••• V••• L••• | Private Equity Fund | $175M | 2 | Mar 31, 2023 |
| R••••• H••••••• L••• | Private Equity Fund | $170M | 3 | Mar 31, 2022 |
| R•••• P••••••• I• L••• | Private Equity Fund | $117M | 62 | Feb 15, 2012 |
| S••••• C••••••••• H••••••• L••• | Private Equity Fund | $112M | 3 | Mar 31, 2023 |
| R•••• P••••••• I•• L•••no longer reported | Private Equity Fund | $25.8M | 60 | Feb 15, 2012 |
| R•••• P••••••• I• L•••no longer reported | Private Equity Fund | $17.7M | 42 | Feb 15, 2012 |
| T••••• S•• L•••no longer reported | Private Equity Fund | $0 | 2 | Feb 15, 2012 |
Owners and control persons
Schedule A and B, latest filing
- A••••••••• R•••••• F•••• · Managing Directorcontrolsince 05/1996 · owns 25% to 50%
- B••••••••• F••••••••• A••••• M•••• · Managing Directorcontrolsince 01/2011 · owns less than 5%
- F••••• L••••• P••••••• · Managing Directorcontrolsince 07/2023 · owns less than 5%
- H••••••• J••• M••••• · Managing Directorcontrolsince 07/2023 · owns less than 5%
- K••••••• M•••••••• K••••••••• · Managing Directorcontrolsince 10/2023 · owns less than 5%
- L••••••• M••••••• S••••• · Managing Directorcontrolsince 05/1996 · owns 25% to 50%
- M••••••• D•••••• M•••••• · Chief Financial Officercontrolsince 01/2024 · owns less than 5%
- M••••• P••••••• C••••••••• · Managing Directorcontrolsince 07/2023 · owns less than 5%
- S••••••• M•••••• A•••••• · Chief Compliance Officer And Chief Legal Officercontrolsince 02/2012 · owns less than 5%
- V••••• G••••• J•••• M••••• · Managing Directorcontrolsince 01/2024 · owns less than 5%
Related persons
Schedule D 7.A
- L•••••• M••••••••• L•••investment advisery
- R•• S••••• L•••pooled vehicle sponsory
- R•••• C•••••• I• L•••pooled vehicle sponsorn
- R•••• C•••••• L•••••pooled vehicle sponsorn
- R•••• C•••••• S••• L•••pooled vehicle sponsorn
- R•••• C•••••• V• L•••pooled vehicle sponsorn
- R•••• C•••••• V• L•••pooled vehicle sponsorn
- R•••• G•••• A••••••• L••broker-dealery
- R•••• G•••• L••investment advisery
- S••••• C••••••••• G• L•••••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 11 to 12Mar 31, 2025 to Mar 31, 2026
- BD registered reps · 4 to 5Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 11 to 12Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $143M to $119MMar 31, 2025 to Mar 31, 2026
- Employees · 33 to 35Mar 31, 2025 to Mar 31, 2026
- Private funds · 10 to 11Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $8.0B to $8.2BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $8.0B to $8.2BMar 31, 2025 to Mar 31, 2026
- RAUM · $8.0B to $8.2BMar 31, 2025 to Mar 31, 2026
- Advisory employees · 16 to 18Jan 30, 2025 to Mar 31, 2025
- BD registered reps · 5 to 4Jan 30, 2025 to Mar 31, 2025
- Assets in custody · $170M to $143MJan 30, 2025 to Mar 31, 2025
- Employees · 31 to 33Jan 30, 2025 to Mar 31, 2025
- Financial planning clients · unset to Jan 30, 2025 to Mar 31, 2025
- Discretionary RAUM · $7.6B to $8.0BJan 30, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $7.6B to $8.0BJan 30, 2025 to Mar 31, 2025
- RAUM · $7.6B to $8.0BJan 30, 2025 to Mar 31, 2025
- Advisory employees · 15 to 16May 5, 2023 to Mar 28, 2024
- BD registered reps · 6 to 5May 5, 2023 to Mar 28, 2024
- Assets in custody · $199M to $170MMay 5, 2023 to Mar 28, 2024
- Discretionary RAUM · $8.3B to $7.6BMay 5, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $8.3B to $7.6BMay 5, 2023 to Mar 28, 2024
- RAUM · $8.3B to $7.6BMay 5, 2023 to Mar 28, 2024
- Accounts · 7 to 11Mar 31, 2022 to Mar 31, 2023
- Advisory employees · 14 to 15Mar 31, 2022 to Mar 31, 2023
- BD registered reps · 5 to 6Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 7 to 11Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $1.0B to $199MMar 31, 2022 to Mar 31, 2023
- Private funds · 6 to 10Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $9.0B to $8.3BMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $9.0B to $8.3BMar 31, 2022 to Mar 31, 2023
- RAUM · $9.0B to $8.3BMar 31, 2022 to Mar 31, 2023
- Accounts · 5 to 7Nov 11, 2021 to Mar 31, 2022
- BD registered reps · 6 to 5Nov 11, 2021 to Mar 31, 2022
- Pooled vehicle clients · 5 to 7Nov 11, 2021 to Mar 31, 2022
- Assets in custody · $695M to $1.0BNov 11, 2021 to Mar 31, 2022
- Employees · 29 to 31Nov 11, 2021 to Mar 31, 2022
- Private funds · 3 to 6Nov 11, 2021 to Mar 31, 2022
- Discretionary RAUM · $6.1B to $9.0BNov 11, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $6.1B to $9.0BNov 11, 2021 to Mar 31, 2022
Signals
12 dated events
- Amichai Eytan Tigay (Managing Director) no longer on Schedule A of R•••• G•••• L••••• (listed 2023-05-05, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Murray Jon Hoffman (Managing Director) appeared on Schedule A of R•••• G•••• L•••••Mar 28, 2024 · Control person joined · fact
- Michael Daniel Mullins (Chief Financial Officer) appeared on Schedule A of R•••• G•••• L•••••Mar 28, 2024 · Control person joined · fact
- Patricio Lucas Flynn (Managing Director) appeared on Schedule A of R•••• G•••• L•••••Mar 28, 2024 · Control person joined · fact
- Kirkegaard Marianne Knudsen (Managing Director) appeared on Schedule A of R•••• G•••• L•••••Mar 28, 2024 · Control person joined · fact
- Christopher Patrick Mundt (Managing Director) appeared on Schedule A of R•••• G•••• L•••••Mar 28, 2024 · Control person joined · fact
- Manuel Jose Vargas Gomez (Managing Director) appeared on Schedule A of R•••• G•••• L•••••Mar 28, 2024 · Control person joined · fact
- R•••• G•••• L••••• reported RAUM $9.0B, up 48% from $6.1B (2021-11-11 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Nmn Gianpiero Lenza (Managing Director) no longer on Schedule A of R•••• G•••• L••••• (listed 2021-03-31, absent 2021-11-11)Nov 11, 2021 · Control person left · inference
- Sebastien Mazella Di Bosco (Managing Director) no longer on Schedule A of R•••• G•••• L••••• (listed 2021-03-31, absent 2021-11-11)Nov 11, 2021 · Control person left · inference
- David Frans Petter Johnsson (Managing Director) no longer on Schedule A of R•••• G•••• L••••• (listed 2021-03-31, absent 2021-11-11)Nov 11, 2021 · Control person left · inference
- Manuel Jose Vargas (Managing Director) no longer on Schedule A of R•••• G•••• L••••• (listed 2020-03-30, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- R•••• G•••• L••••• · Independent Sponsorsshared crd · capital_provider
- R•••• G•••• L••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- R••••GROUP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-218-6700reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026