DFX Intelligence

P•••• B•••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorChartered Financial Consultant41 years in industry

P•••• B•••• W•••

Advisor at O•••••••••

MIAMI BEACH, FL | OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cf794622-9f7e-c5b0-255a-ed274e3d95de

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Dec 4, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jul 11, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••••	Institutional manager	Jan 16, 2024	n/a	yes	MIAMI BEACH, FL\|OVERLAND PARK, KS	Current employment
W•••••••••	Former SEC adviser	Jan 25, 2022	Oct 26, 2024	no	EAST OTIS, MA\|MIAMI BEACH, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••••••	O•••••••••	Oct 26, 2024	Jan 16, 2024	-284	Firm change after gap	Other
K•••••••• W••••• A•••••••• L••	W•••••••••	Jul 28, 2022	Jan 25, 2022

Relationships

Registered with (6)

→ O•••••••••Registered adviserregistration: current employment
Jan 16, 2024 to presentfactForm ADV
→ W•••••••••Registered adviserregistration: previous registration
Jan 25, 2022 to Oct 26, 2024factForm ADV
→ K•••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 14, 2020 to Jul 28, 2022factForm ADV
→ S••••••••• A•••••• A•••••••• I•••

Dated events

Occurred
Oct 26, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 28, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cf794622-9f7e-c5b0-255a-ed274e3d95de
First observed: Dec 4, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.