DFX Intelligence
Reading the graph
Reading the graph
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Advisor at V•••• F•••••••• A•••••••• I•••
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| V•••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Mar 20, 2014 | n/a | yes | CHICAGO, IL | Current employment |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Jul 31, 2012 | Nov 20, 2012 | no | OAK BROOK, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•• F•••••••• S•••••••• I••• | V•••• F•••••••• A•••••••• I••• | Nov 20, 2012 | Mar 20, 2014 | 485 | Firm change after gap | Other |
| C••••• I••••••••• S••••••• L•• | M•• F•••••••• S•••••••• I••• | Mar 23, 2012 | Jul 31, 2012 |
| C••••• I••••••••• S••••••• L•• | Former SEC adviser | Nov 29, 2011 | Mar 23, 2012 | no | WHEELING, IL|WHEELING, IL | Previous registration |
| V•••••••• F••••••••• L•• | Former SEC adviser | Jan 5, 2009 | Dec 2, 2009 | no | LISLE, IL|AUSTIN, TX|AUSTIN, TX | Previous registration |
| W•••••• • R••• | Former SEC adviser | Dec 5, 2005 | Jan 5, 2009 | no | OAKBROOK, IL|SAVAGE, MN | Previous registration |
| 130 |
| Firm change |
| Other |
| V•••••••• F••••••••• L•• | C••••• I••••••••• S••••••• L•• | Dec 2, 2009 | Nov 29, 2011 | 727 | Firm change after gap | Other |
| W•••••• • R••• | V•••••••• F••••••••• L•• | Jan 5, 2009 | Jan 5, 2009 | 0 | Firm change | Other |