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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

Kingston Julio Wong

Advisor at STONEX ADVISORS INC.

BIRMINGHAM, AL

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Search this name across graphsid dfx:ria:cf838b4a-a8d4-d6a1-0d18-bdf0a93c985a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jan 9, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STONEX ADVISORS INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 6, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Nov 6, 1997
First registration: Jan 9, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 2960249

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STONEX ADVISORS INC.	Bd affiliated wealth	Dec 6, 2019	n/a	yes	BIRMINGHAM, AL	Current employment
QUEST CAPITAL STRATEGIES, INC.	Former SEC adviser	Oct 30, 2018	Dec 6, 2019	no	Rancho Palos Verdes, CA\|LAGUNA HILLS, CA\|LAGUNA HILLS, CA	Previous registration
FORESTERS EQUITY SERVICES, INC.	Former SEC adviser	Jan 5, 2016	Oct 31, 2018	no	PALOS VERDES, CA\|CERRITOS, CA\|VALENCIA, CA	Previous registration
Spc	Bd affiliated wealth	Sep 18, 2013	Nov 9, 2015	no	IRVINE, CA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Aug 9, 2013	no	INGLEWOOD, CA\|GARDENA, CA\|GARDENA, CA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jan 7, 2010	Oct 1, 2012	no	INGLEWOOD, CA\|GARDENA, CA\|GARDENA, CA\|INGLEWOOD, CA	Previous registration
WAMU INVESTMENTS, INC.	n/a	Jan 9, 2003	Jan 17, 2007	no	IRVINE, CA\|IRVINE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
QUEST CAPITAL STRATEGIES, INC.	STONEX ADVISORS INC.	Dec 6, 2019	Dec 6, 2019	0	Bulk transfer	RIA to ibd
FORESTERS EQUITY SERVICES, INC.	QUEST CAPITAL STRATEGIES, INC.	Oct 31, 2018	Oct 30, 2018	-1	Firm change	Ibd to RIA
Spc	FORESTERS EQUITY SERVICES, INC.	Nov 9, 2015	Jan 5, 2016	57	Firm change	Other
J.P. MORGAN SECURITIES LLC	Spc	Aug 9, 2013	Sep 18, 2013	40	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
WAMU INVESTMENTS, INC.	CHASE INVESTMENT SERVICES CORP.	Jan 17, 2007	Jan 7, 2010	1,086	Firm change after gap	Other

Relationships

Registered with (7)

→ STONEX ADVISORS INC.Registered adviserregistration: current employment
Dec 6, 2019 to presentfactForm ADV
→ QUEST CAPITAL STRATEGIES, INC.Registered adviserregistration: previous registration
Oct 30, 2018 to Dec 6, 2019factForm ADV
→ FORESTERS EQUITY SERVICES, INC.Registered adviserregistration: previous registration
Jan 5, 2016 to Oct 31, 2018factForm ADV
→ SPCRegistered adviserregistration: previous registration
Sep 18, 2013 to Nov 9, 2015factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Aug 9, 2013factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jan 7, 2010 to Oct 1, 2012factForm ADV
→ WAMU INVESTMENTS, INC.Registered adviserregistration: previous registration
Jan 9, 2003 to Jan 17, 2007factForm ADV

Dated events

No dated event names this entity yet.