DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kingston Julio Wong
Feed of 09/14/2026
At current firm
6 y
since Dec 6, 2019
In the industry
28 y
since Nov 6, 1997 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Stonex Advisors Inc. BD affiliated currentsince Dec 6, 2019 · Birmingham, Al
- Quest Capital Strategies, Inc. formerOct 30, 2018 to Dec 6, 2019 · Rancho Palos Verdes, Ca
- Foresters Equity Services, Inc. formerJan 5, 2016 to Oct 31, 2018 · Palos Verdes, Ca
- Spc BD affiliatedSep 18, 2013 to Nov 9, 2015 · Irvine, Ca
- J.P. Morgan Securities LLC wirehouseOct 1, 2012 to Aug 9, 2013 · Inglewood, Ca
- Chase Investment Services Corp. formerJan 7, 2010 to Oct 1, 2012 · Inglewood, Ca
- Wamu Investments, Inc. unclassifiedJan 9, 2003 to Jan 17, 2007 · Irvine, Ca
Moves
a registration end followed by a registration begin elsewhere
- Quest Capital Strategies, Inc. to Stonex Advisors Inc.left Dec 6, 2019, registered Dec 6, 2019 (0 days) · corporate re-registration, not a move
- Foresters Equity Services, Inc. to Quest Capital Strategies, Inc.left Oct 31, 2018, registered Oct 30, 2018 (-1 days) · Affiliated broker-dealer or bank to independent RIA
- Spc to Foresters Equity Services, Inc.left Nov 9, 2015, registered Jan 5, 2016 (57 days) · Other
- J.P. Morgan Securities LLC to Spcleft Aug 9, 2013, registered Sep 18, 2013 (40 days) · Other
- Chase Investment Services Corp. to J.P. Morgan Securities LLCleft Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- Wamu Investments, Inc. to Chase Investment Services Corp.left Jan 17, 2007, registered Jan 7, 2010 (1086 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address