D••••• W•

Advisor at P••• L•••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cf9b20c7-fc50-891d-e8e9-5896b6a4a74e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Sep 12, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• L•••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 15, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• • S••••	Independent wealth	May 3, 2022	n/a	yes	Burlingame, CA	Current employment
P••• C•••••• W••••• M••••••••• L••	State registered	Feb 8, 2018	n/a	yes	South San Francisco, CA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•• C•••••• M••••••••• L••	S••••• • S••••	Dec 14, 2022	May 3, 2022	-225	Firm change after gap	RIA to RIA
P• G••••• W••••• M••••••••• I•••	P••• C•••••• W••••• M••••••••• L••	Oct 11, 2022	Feb 8, 2018

Relationships

Registered with (6)

→ S••••• • S••••Registered adviserregistration: current employment
May 3, 2022 to presentfactForm ADV
→ P••• C•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 23, 2016 to Dec 31, 2017factForm ADV
→ P••• L•••••• L••Registered adviserregistration: current employment
Jan 15, 2016 to presentfactForm ADV
→ G•• C•••••• M••••••••• L••

Dated events

Occurred
Dec 14, 2022
Advisor changed firm
D••••• W• left G•• C•••••• M••••••••• L•• for S••••• • S•••• (registered 2022-05-03)
Form ADVobserved 7 days ago
Occurred
Oct 11, 2022
Advisor changed firm
D••••• W• left P• G••••• W••••• M••••••••• I••• for P••• C•••••• W••••• M••••••••• L•• (registered 2018-02-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cf9b20c7-fc50-891d-e8e9-5896b6a4a74e
First observed: Sep 12, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.