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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

JASON SAMUEL TRIPPETT

Advisor at LPL FINANCIAL LLC

HENDERSON, NV

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Search this name across graphsid dfx:ria:cf9b20e6-b879-80f2-de4b-3c1db6d2a971

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 22, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 21, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Apr 21, 2001
First registration: Jul 22, 2010
Dual registered: yes, broker-dealer
Other names: JASON SAMUEL TRIPPETT|JASON TRIPPETT
IAPD individual key: 4368478

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 24, 2023	n/a	yes	HENDERSON, NV	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Feb 22, 2016	May 25, 2023	no	Irvine, CA	Previous registration
LEGEND ADVISORY, LLC	Former SEC adviser	May 18, 2012	Feb 26, 2016	no	BERKLEY, MI\|SAN DIMAS, CA\|PALM BEACH GARDENS, FL\|ROYAL OAK, MI	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jul 22, 2010	May 17, 2012	no	NOVI, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	LPL FINANCIAL LLC	May 25, 2023	May 24, 2023	-1	Firm change	Ibd to ibd
LEGEND ADVISORY, LLC	OSAIC WEALTH, INC.	Feb 26, 2016	Feb 22, 2016	-4	Firm change	Other
VALIC FINANCIAL ADVISORS, INC.	LEGEND ADVISORY, LLC	May 17, 2012	May 18, 2012	1	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 24, 2023 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Feb 22, 2016 to May 25, 2023factForm ADV
→ LEGEND ADVISORY, LLCRegistered adviserregistration: previous registration
May 18, 2012 to Feb 26, 2016factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jul 22, 2010 to May 17, 2012factForm ADV

Dated events

Occurred
May 25, 2023
Advisor changed firm
Jason Samuel Trippett left Osaic Wealth, Inc. for Lpl Financial Llc (registered 2023-05-24)
Form ADVobserved 5 days ago