RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• S••••• T•••••••
- L•• F•••••••• L•• BD affiliated currentsince May 24, 2023 · Henderson, Nv
- O•••• W•••••• I••• BD affiliatedFeb 22, 2016 to May 25, 2023 · Irvine, Ca
- L••••• A•••••••• L•• formerMay 18, 2012 to Feb 26, 2016 · Berkley, Mi
- V•••• F•••••••• A•••••••• I••• BD affiliatedJul 22, 2010 to May 17, 2012 · Novi, Mi
- O•••• W•••••• I••• to L•• F•••••••• L••left May 25, 2023, registered May 24, 2023 (-1 days) · Affiliated broker-dealer or bank to another
- L••••• A•••••••• L•• to O•••• W•••••• I•••left Feb 26, 2016, registered Feb 22, 2016 (-4 days) · Other
- V•••• F•••••••• A•••••••• I••• to L••••• A•••••••• L••left May 17, 2012, registered May 18, 2012 (1 days) · Other
- J•••• S••••• T••••••• left O•••• W•••••• I••• for L•• F•••••••• L•• (registered 2023-05-24)May 25, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address