DFX Intelligence
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Reading the graph
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Advisor at W••••••••• W••••• I•••
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W••••••••• W••••• I••• | Independent wealth | Apr 2, 2015 | n/a | yes | OVERLAND PARK, KS | Current employment |
| W•••• F•••• A••••••• | Wirehouse | May 18, 2012 | Oct 5, 2020 | no | LEAWOOD, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | W••••••••• W••••• I••• | Oct 5, 2020 | Apr 2, 2015 | -2,013 | Firm change after gap | Other |
| W•••• F•••• A••••••• | W•••• F•••• A••••••• | May 18, 2012 | May 18, 2012 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:173220:KS:2020-10-05 | Oct 5, 2020 | Apr 2, 2015 | LEAWOOD, KS | Firm change after gap |
| W•••• F•••• A••••••• |
| Wirehouse |
| Jan 1, 2008 |
| May 18, 2012 |
| no |
| OVERLAND PARK, KS|OVERLAND PARK, KS |
| Previous registration |
| A• G• E•••••• • S•••• I••• | n/a | Dec 16, 1997 | Jan 1, 2008 | no | OVERLAND PARK, KS|OVERLAND PARK, KS|ST. LOUIS, MO | Previous registration |
| 0 |
| Channel change |
| Wirehouse to wirehouse |
| A• G• E•••••• • S•••• I••• | W•••• F•••• A••••••• | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |