E•••••• C•••

Advisor at B•• F•••••••• A•••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cfa92ea6-7ca5-b7b0-3866-07358be52159

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jan 17, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•• F•••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 14, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•• F•••••••• A•••••••	Bd affiliated wealth	Mar 13, 2026	n/a	yes	Houston, TX\|Plano, TX\|The Woodlands, TX\|Houston, TX\|Houston, TX\|Houston, TX\|Houston, TX	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jun 27, 2023	Dec 8, 2025	no	HOUSTON, TX

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	B•• F•••••••• A•••••••	Dec 8, 2025	Mar 13, 2026	95	Firm change	Ibd to ibd
P•• W••••• M•••••••••	C••••• I••••••••• A••••••• L••	Jun 26, 2023	Jun 27, 2023

Relationships

Registered with (4)

→ B•• F•••••••• A•••••••Registered adviserregistration: current employment
Mar 13, 2026 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 27, 2023 to Dec 8, 2025factForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
Aug 2, 2022 to Jun 26, 2023factForm ADV
→ J••• M••••• S••••••••• L••

Dated events

Occurred
Dec 8, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 26, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 16, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cfa92ea6-7ca5-b7b0-3866-07358be52159
First observed: Jan 17, 2020
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.