DFX Intelligence

M••• L•• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst20 years in industry

M••• L•• R••••••

Advisor at M••••••

DELRAY BEACH, FL

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Search this name across graphsid dfx:ria:cfab08f6-f5bb-02a0-5a41-388b6b755429

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 12, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 10, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Mar 1, 2022	n/a	yes	DELRAY BEACH, FL	Current employment
A••••••••• L••	Former SEC adviser	Jan 24, 2014	Mar 30, 2022	no	LOS ANGELES, CA\|LOS ANGELES, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• L••	M••••••	Mar 30, 2022	Mar 1, 2022	-29	Firm change	RIA to ibd
C••••••••• W••••• A•••••••• L••	A••••••••• L••	Jan 14, 2016	Jan 24, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
169828:140195:CA:2022-03-30	Mar 30, 2022	Mar 1, 2022	LOS ANGELES, CA	Firm change

Relationships

Registered with (4)

→ M••••••Registered adviserregistration: current employment
Mar 1, 2022 to presentfactForm ADV
→ A••••••••• L••Registered adviserregistration: previous registration
Jan 24, 2014 to Mar 30, 2022factForm ADV
→ C••••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
May 3, 2007 to Jan 14, 2016factForm ADV
→ L••••• W••••• M••••••••• C••••••• L••Registered adviser

Dated events

Occurred
Mar 30, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cfab08f6-f5bb-02a0-5a41-388b6b755429
First observed: Dec 12, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.