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A••••••• I••••••••• A••••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

A••••••• I••••••••• A••••••• I••

CRD 104579

MADISON, WI

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Search this name across graphsid dfx:ria:cfb896fd-0347-8448-9cb3-872c2cd8c392

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 15, 2012 to Mar 25, 2026
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.84 fund_share=0.0 institutional_share=0.16 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $138MItem 5.F on the latest filing (2026-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $121M
Private client RAUM: $116MderivedItem 5.D individuals plus high net worth individuals
Private client share: 84%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• W••••••• A•••••	PRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR, SECRETARY, TREASURER	E	yes	08/2001	Mar 15, 2012	Jun 25, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$138M	$124M	10.9%	n/a	n/a	2	2	0	0

Relationships

Controls (1)

← B••••••• W••••••• A•••••OwnerPRESIDENT, CHIEF COMPLIANCE OFFICER, DIRECTOR, SECRETARY, TREASURER, ownership code E, individual
Mar 15, 2012 to Jun 25, 2024factForm ADV

Registered with (1)

← MANJULA K HETTIARACHCHIAdvisorregistration: previous registration
Nov 7, 2001 to Oct 11, 2005factForm ADV

Dated events

Occurred
Jun 25, 2024
First Form ADV filing
A••••••• I••••••••• A••••••• I•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cfb896fd-0347-8448-9cb3-872c2cd8c392
First observed: Mar 15, 2012
Last observed: Mar 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.