DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A••••••• I••••••••• A••••••• I••
Latest filing Mar 25, 2026
First filing on the tape Mar 15, 2012 · 7 filings
SEC status approved since Jul 24, 2024
RAUM
$138M
reported, Item 5.F
Discretionary
88%
of RAUM
Private clients
84%
$116M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$138M as of Mar 25, 2026
Mar 15, 2012$44.9M then
HNW client RAUM$90.3M as of Mar 25, 2026
Mar 21, 2025$79.0M then
State-registered IARs (5.B.3)2 as of Mar 25, 2026
Mar 21, 20252 then
Employees (5.A)2 as of Mar 25, 2026
Mar 21, 20252 then
Private funds: no history
RAUM +11% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $68.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 84derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $783,393derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 88%derivedof RAUM
- Institutional
- 16%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.2%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$90.3M65%
- Individuals$25.8M19%
- Pension and profit-sharing plans$20.4M15%
- Charitable organizations$1.3M0.9%
- Corporations and businesses$73,7900.1%
- Individual clients
- 134reported
- HNW clients
- 33reported
- Pension plan clients
- 6reported
- Charitable clients
- 2reported
- Accounts
- 176reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.84 fund_share=0.0 institutional_share=0.16 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- M•••••• K• H••••••••• to F•••••••• I••••••••• A••••••• I•••••••••Oct 11, 2005 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• W••••••• A••••• · President, Chief Compliance Officer, Director, Secretary, Treasurercontrolsince 08/2001 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 161 to 176Mar 21, 2025 to Mar 25, 2026
- Charity clients · unset to 2.0Mar 21, 2025 to Mar 25, 2026
- Corporate clients · unset to 1.0Mar 21, 2025 to Mar 25, 2026
- HNW clients · 29 to 33Mar 21, 2025 to Mar 25, 2026
- Individual clients · 124 to 134Mar 21, 2025 to Mar 25, 2026
- Discretionary RAUM · $109M to $121MMar 21, 2025 to Mar 25, 2026
- HNW RAUM · $79.0M to $90.3MMar 21, 2025 to Mar 25, 2026
- Individual RAUM · $25.9M to $25.8MMar 21, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $15.4M to $17.1MMar 21, 2025 to Mar 25, 2026
- Pension RAUM · $18.2M to $20.4MMar 21, 2025 to Mar 25, 2026
- RAUM · $124M to $138MMar 21, 2025 to Mar 25, 2026
- Accounts · 157 to 161Jun 25, 2024 to Mar 21, 2025
- HNW clients · 21 to 29Jun 25, 2024 to Mar 21, 2025
- Individual clients · 128 to 124Jun 25, 2024 to Mar 21, 2025
- Financial planning clients · 1-10 to 1-10Jun 25, 2024 to Mar 21, 2025
- Discretionary RAUM · $99.2M to $109MJun 25, 2024 to Mar 21, 2025
- HNW RAUM · $63.9M to $79.0MJun 25, 2024 to Mar 21, 2025
- Individual RAUM · $31.7M to $25.9MJun 25, 2024 to Mar 21, 2025
- Non-discretionary RAUM · $14.8M to $15.4MJun 25, 2024 to Mar 21, 2025
- Pension RAUM · $17.2M to $18.2MJun 25, 2024 to Mar 21, 2025
- RAUM · $114M to $124MJun 25, 2024 to Mar 21, 2025
- Accounts · 115 to 157May 2, 2012 to Jun 25, 2024
- Advisory employees · unset to 2.0May 2, 2012 to Jun 25, 2024
- Advisory activities · 1 to 2May 2, 2012 to Jun 25, 2024
- HNW clients · unset to 21.0May 2, 2012 to Jun 25, 2024
- Individual clients · unset to 128.0May 2, 2012 to Jun 25, 2024
- Pension plan clients · unset to 6.0May 2, 2012 to Jun 25, 2024
- Employees · unset to 2.0May 2, 2012 to Jun 25, 2024
- Financial planning clients · 0 to 1-10May 2, 2012 to Jun 25, 2024
- State-registered IARs · unset to 2.0May 2, 2012 to Jun 25, 2024
- Other offices · unset to 0.0May 2, 2012 to Jun 25, 2024
- Discretionary RAUM · $37.3M to $99.2MMay 2, 2012 to Jun 25, 2024
- HNW RAUM · unset to 63926496.0May 2, 2012 to Jun 25, 2024
- Individual RAUM · unset to 31666734.0May 2, 2012 to Jun 25, 2024
- Non-discretionary RAUM · $7.6M to $14.8MMay 2, 2012 to Jun 25, 2024
- Pension RAUM · unset to 17211734.0May 2, 2012 to Jun 25, 2024
- RAUM · $44.9M to $114MMay 2, 2012 to Jun 25, 2024
Signals
1 dated events
- A••••••• I••••••••• A••••••• I•• filed its initial SEC registration (Form ADV)Jun 25, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 608-238-3500reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/american-investment-advisors-increportedpublic record, Form ADV, Sep 18, 2026
- Website
- aiai.bizreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 608-238-3500reportedpublic record, Form ADV, Mar 25, 2026
- Contact form
- aiai.biz/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026