DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•••••••• W••••• M••••••••• L••
MYRTLE BEACH, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••••• W••••• M••••••••• L•• | Independent wealth | Oct 28, 2024 | n/a | yes | MYRTLE BEACH, SC | Current employment |
| S•••••• W••••• A••••••• L•• | Independent wealth | Jun 6, 2022 | Dec 20, 2024 | no | Myrtle Beach, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••••• W••••• A••••••• L•• | R•••••••• W••••• M••••••••• L•• | Dec 20, 2024 | Oct 28, 2024 | -53 | Firm change after gap | RIA to new firm |
| F••••••• P••••••• A•• W•••••••• A••••••• | S•••••• W••••• A••••••• L•• | Jun 10, 2020 | Jun 6, 2022 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 283816:302031:SC:2024-12-20 | Dec 20, 2024 | Oct 28, 2024 | MYRTLE BEACH, SC | Firm change after gap |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Jul 13, 2018 | Jun 10, 2020 | no | BOSTON, MA | Previous registration |
| S•••••••• A••••••• L•• | National bd RIA | Feb 14, 2012 | Jul 13, 2018 | no | WEXFORD, PA|CRANBERRY TOWNSHIP, PA | Previous registration |
| C•••• I••••••••• S••••••• C•••• | Former SEC adviser | Apr 19, 2006 | May 23, 2006 | no | DAYTON, OH | Previous registration |
| C•••••• S••••• • C••• I••• | National bd RIA | Jan 1, 2000 | Jun 23, 2005 | no | DAYTON, OH | Previous registration |
| 726 |
| Firm change after gap |
| Ibd to RIA |
| S•••••••• A••••••• L•• | F••••••• P••••••• A•• W•••••••• A••••••• | Jul 13, 2018 | Jul 13, 2018 | 0 | Bulk transfer | Ibd to new firm |
| C•••• I••••••••• S••••••• C•••• | S•••••••• A••••••• L•• | May 23, 2006 | Feb 14, 2012 | 2,093 | Firm change after gap | Other |
| C•••••• S••••• • C••• I••• | C•••• I••••••••• S••••••• C•••• | Jun 23, 2005 | Apr 19, 2006 | 300 | Firm change | Other |