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Reading the graph
Advisor at RAYMOND JAMES & ASSOCIATES, INC.
New Hyde Park, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Jan 3, 2019 | n/a | yes | New Hyde Park, NY | Current employment |
| MORGAN STANLEY | Wirehouse | May 13, 2011 | Feb 22, 2016 | no | Melville, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 21, 2008 | May 17, 2011 | no | MELVILLE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | RAYMOND JAMES & ASSOCIATES, INC. | Feb 22, 2016 | Jan 3, 2019 | 1,046 | Firm change after gap | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | May 17, 2011 | May 13, 2011 | -4 | Firm change | Wirehouse to wirehouse |