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Advisor at MML INVESTORS SERVICES, LLC
Allen, TX | SHERMAN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Aug 24, 2016 | n/a | yes | SHERMAN, TX|Allen, TX | Current employment |
| TRINITY PORTFOLIO ADVISORS, LLC | Independent wealth | Nov 20, 2009 | Jul 1, 2016 | no | SHERMAN, TX|SOUTHLAKE, TX|SHERMAN, TX | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Apr 19, 2004 | Nov 19, 2009 | no | SHERMAN, TX|SHERMAN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRINITY PORTFOLIO ADVISORS, LLC | MML INVESTORS SERVICES, LLC | Jul 1, 2016 | Aug 24, 2016 | 54 | Firm change | Other |
| MML INVESTORS SERVICES, LLC | TRINITY PORTFOLIO ADVISORS, LLC | Nov 19, 2009 | Nov 20, 2009 | 1 | Firm change | Other |