DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•••••••• A•••• M•••••••••
Denver, CO | MENLO PARK, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••••• A•••• M••••••••• | Bd affiliated wealth | Jul 31, 2026 | n/a | yes | MENLO PARK, CA|Denver, CO | Current employment |
| M••••• S•••••• | Wirehouse | Jan 5, 2023 | Jan 2, 2025 | no | Tampa, FL|PURCHASE, NY|Tampa, FL|Land O Lakes, FL|Tampa, FL|Land O Lakes, FL|Lutz, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• | R•••••••• A•••• M••••••••• | Jan 2, 2025 | Jul 31, 2026 | 575 | Firm change after gap | Wirehouse to ibd |
| E•••••• C•••••• M••••••••• L•• | M••••• S•••••• | Sep 5, 2023 | Jan 5, 2023 |
| E•••••• C•••••• M••••••••• L•• | Former SEC adviser | Jun 2, 2009 | Sep 5, 2023 | no | ARLINGTON, VA|TAMPA, FL|TAMPA, FL|TEMPLE TERRACE, FL | Previous registration |
| I••••• F•••••••• C••••••••• | Former SEC adviser | Jan 18, 2005 | Feb 1, 2005 | no | TAMPA, FL | Previous registration |
| M••••• S•••••• D• I••• | n/a | Apr 10, 2003 | Jun 3, 2004 | no | CLEARWATER, FL | Previous registration |
| -243 |
| Bulk transfer |
| RIA to wirehouse |
| I••••• F•••••••• C••••••••• | E•••••• C•••••• M••••••••• L•• | Feb 1, 2005 | Jun 2, 2009 | 1,582 | Firm change after gap | Other |
| M••••• S•••••• D• I••• | I••••• F•••••••• C••••••••• | Jun 3, 2004 | Jan 18, 2005 | 229 | Firm change | Other |