RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• F••••• F•••••••
- R•••••••• A•••• M••••••••• BD affiliated currentsince Jul 31, 2026 · Menlo Park, Ca
- M••••• S•••••• wirehouseJan 5, 2023 to Jan 2, 2025 · Tampa, Fl
- E•••••• C•••••• M••••••••• L•• formerJun 2, 2009 to Sep 5, 2023 · Arlington, Va
- I••••• F•••••••• C••••••••• formerJan 18, 2005 to Feb 1, 2005 · Tampa, Fl
- M••••• S•••••• D• I••• unclassifiedApr 10, 2003 to Jun 3, 2004 · Clearwater, Fl
- M••••• S•••••• to R•••••••• A•••• M•••••••••left Jan 2, 2025, registered Jul 31, 2026 (575 days) · Wirehouse to affiliated broker-dealer or bank
- E•••••• C•••••• M••••••••• L•• to M••••• S••••••left Sep 5, 2023, registered Jan 5, 2023 (-243 days) · corporate re-registration, not a move
- I••••• F•••••••• C••••••••• to E•••••• C•••••• M••••••••• L••left Feb 1, 2005, registered Jun 2, 2009 (1582 days) · Other
- M••••• S•••••• D• I••• to I••••• F•••••••• C•••••••••left Jun 3, 2004, registered Jan 18, 2005 (229 days) · Other
- R••••• F••••• F••••••• left M••••• S•••••• for R•••••••• A•••• M••••••••• (registered 2026-07-31)Jan 2, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address