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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

JEFFREY DAZZO

Advisor at TD PRIVATE CLIENT WEALTH LLC

Melville, NY | Lawrence, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Jul 15, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TD PRIVATE CLIENT WEALTH LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 25, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S66|S65|S63
First exam: Nov 25, 1996
First registration: Jul 15, 2005
Dual registered: yes, broker-dealer
Other names: JEFFREY MATTHEW DAZZO|Jeffrey Matthew D'Azzo
IAPD individual key: 2713199

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TD PRIVATE CLIENT WEALTH LLC	Bd affiliated wealth	Oct 17, 2024	n/a	yes	Melville, NY\|Lawrence, NY	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	Jun 13, 2024	no	FARMINGDALE, NY	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	May 26, 2022	Jun 29, 2023	no	FARMINGDALE, NY\|FARMINGDALE, NY	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Jan 5, 2017	Oct 17, 2018	no	Wantagh, NY\|WESTBURY, NY\|EAST MEADOW, NY\|WESTBURY, NY	Previous registration
CAPITAL ONE ADVISORS, LLC	Former SEC adviser	Jan 28, 2015	Dec 21, 2015	no	SEATTLE, WA	Previous registration
CAPITAL ONE FINANCIAL ADVISORS LLC	n/a	Feb 14, 2013	Jan 28, 2015	no	MELVILLE, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 1, 2010	Sep 20, 2012	no	GARDEN CITY, NY	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Feb 22, 2007	Oct 4, 2010	no	FLUSHING, NY\|JAMAICA, NY\|BROOKLYN, NY\|HICKSVILLE, NY\|HOLLIS, NY	Previous registration
CITICORP INVESTMENT SERVICES	n/a	Jul 15, 2005	Sep 22, 2005	no	FLORAL PARK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	TD PRIVATE CLIENT WEALTH LLC	Jun 13, 2024	Oct 17, 2024	126	Firm change	Ibd to ibd
CETERA ADVISOR NETWORKS LLC	CETERA INVESTMENT ADVISERS LLC	Jun 29, 2023	Jun 29, 2023	0	Bulk transfer	Ibd to ibd
CUNA BROKERAGE SERVICES, INC.	CETERA ADVISOR NETWORKS LLC	Oct 17, 2018	May 26, 2022	1,317	Firm change after gap	RIA to ibd
CAPITAL ONE ADVISORS, LLC	CUNA BROKERAGE SERVICES, INC.	Dec 21, 2015	Jan 5, 2017	381	Firm change	Other
CAPITAL ONE FINANCIAL ADVISORS LLC	CAPITAL ONE ADVISORS, LLC	Jan 28, 2015	Jan 28, 2015	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CAPITAL ONE FINANCIAL ADVISORS LLC	Sep 20, 2012	Feb 14, 2013	147	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 4, 2010	Oct 1, 2010	-3	Firm change	Other
CITICORP INVESTMENT SERVICES	CHASE INVESTMENT SERVICES CORP.	Sep 22, 2005	Feb 22, 2007	518	Firm change after gap	Other

Relationships

Registered with (9)

→ TD PRIVATE CLIENT WEALTH LLCRegistered adviserregistration: current employment
Oct 17, 2024 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jun 29, 2023 to Jun 13, 2024factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
May 26, 2022 to Jun 29, 2023factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Jan 5, 2017 to Oct 17, 2018factForm ADV
→ CAPITAL ONE ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 28, 2015 to Dec 21, 2015factForm ADV
→ CAPITAL ONE FINANCIAL ADVISORS LLCRegistered adviserregistration: previous registration
Feb 14, 2013 to Jan 28, 2015factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 1, 2010 to Sep 20, 2012factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Feb 22, 2007 to Oct 4, 2010factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
Jul 15, 2005 to Sep 22, 2005factForm ADV

Dated events

Occurred
Jun 13, 2024
Advisor changed firm
Jeffrey Dazzo left Cetera Investment Advisers Llc for Td Private Client Wealth Llc (registered 2024-10-17)
Form ADVobserved 4 days ago