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Advisor at CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
MINNEAPOLIS, MN | Appleton, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | Bd affiliated wealth | Feb 27, 2012 | n/a | yes | MINNEAPOLIS, MN|MINNEAPOLIS, MN|Appleton, WI | Current employment |
| CLIFTON GUNDERSON WEALTH ADVISORS | Former SEC adviser | Sep 27, 2010 | Feb 27, 2012 | no | OSHKOSH, WI | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2008 | Sep 27, 2010 | no | APPLETON, WI | Previous registration |
| J.P. MORGAN SECURITIES INC. | n/a | Sep 27, 2006 | Oct 1, 2008 | no | APPLETON, WI | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Sep 27, 2005 | Sep 27, 2005 | no | APPLETON, WI | Previous registration |
| BANC ONE SECURITIES CORPORATION | n/a | Sep 27, 2005 | Sep 27, 2006 | no | APPLETON, WI|APPLETON, WI|CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CLIFTON GUNDERSON WEALTH ADVISORS | CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | Feb 27, 2012 | Feb 27, 2012 | 0 | Firm change | Other |
| J.P. MORGAN SECURITIES LLC | CLIFTON GUNDERSON WEALTH ADVISORS | Sep 27, 2010 | Sep 27, 2010 | 0 | Firm change | Other |
| J.P. MORGAN SECURITIES INC. | J.P. MORGAN SECURITIES LLC | Oct 1, 2008 | Oct 1, 2008 | 0 | Bulk transfer | Other |
| BANC ONE SECURITIES CORPORATION | J.P. MORGAN SECURITIES INC. | Sep 27, 2006 | Sep 27, 2006 | 0 | Bulk transfer | Other |
| CHASE INVESTMENT SERVICES CORP. | BANC ONE SECURITIES CORPORATION | Sep 27, 2005 | Sep 27, 2005 | 0 | Firm change | Other |