DFX Intelligence

G••••• G••••• H••• • C•• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 10b 100b

G••••• G••••• H••• • C•• L••

CRD 2002

NEW YORK, NY

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Search this name across graphsid dfx:ria:cffbb746-7768-1fd3-9349-f77a8771b014

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 49
Dated events: 12
On other graphs: 0
Observed: Mar 22, 2012 to Mar 24, 2026
34 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.79 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=56.0
Regulatory AUM: $12B••• Locked
Discretionary RAUM: $12B
Private client RAUM: $9.6Bderived••• Locked
Private client share: 79%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 32
RAUM per advisor: $379Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A••••• M••••••• P••••••	n/a	NEW YORK, NY	5	10	1	yes
M••• R•••••• B••••••	n/a	NEW YORK, NY	5	11

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••••• T••••• K••••	MANAGING MEMBER	A	yes	03/2005	Mar 24, 2026	Mar 24, 2026
D••••••• J•••• M••••••	CHIEF EXECUTIVE OFFICER/MANAGING MEMBER	B	yes	01/2021	Mar 24, 2026	Mar 24, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$12B	$12B	4.4%	$7.5B	17.4%	84	88	11	0

Relationships

Registered with (39)

← Michael GabayAdvisorregistration: current employment
Jun 15, 2026 to presentfactForm ADV
← Meredith Aerin LipmanAdvisorregistration: current employment
Mar 9, 2026 to presentfactForm ADV
← Matthew James FunaroAdvisorregistration: current employment
Jan 9, 2026 to presentfactForm ADV
← Cecilia Thien-An Hoang

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 27, 2024
Regulatory AUM changed
G••••• G••••• H••• • C•• L•• reported RAUM $9.4B, up 26% from $7.5B (2023-03-30 to 2024-03-27)
Form ADVobserved 7 days ago
$2.0B
Occurred
Feb 5, 2024
Advisor changed firm
Manan Amin left G••••• G••••• H••• • C•• L•• for Commonwealth Financial Network (registered 2024-03-08)
Form ADVobserved 7 days ago
Occurred
May 3, 2023
Advisor changed firm
Nicholas Luppo left G••••• G••••• H••• • C•• L•• for Cm Capital Partners (registered 2025-04-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cffbb746-7768-1fd3-9349-f77a8771b014
First observed: Mar 22, 2012
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.