DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Gilder Gagnon Howe & Co. LLC
Latest filing Mar 24, 2026
First filing on the tape Mar 22, 2012 · 34 filings
SEC status approved since Jan 27, 2006
RAUM
$12B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
79%
$9.6B individuals and HNW
Advisors
32
registered through the firm on IAPD
RAUM per advisor
$379M
derived; firm RAUM over IAPD count
Employees
84
55 advisory (5.B.1)
Offices
11
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$12B as of Mar 24, 2026
Mar 22, 2012$4.4B then
HNW client RAUM$9.2B as of Mar 24, 2026
Mar 28, 2018$7.0B then
State-registered IARs (5.B.3)30 as of Mar 24, 2026
Mar 22, 20120 then
Employees (5.A)84 as of Mar 24, 2026
Mar 19, 201379 then
Private funds: no history
RAUM +4.4% over the last fiscal year+17% a year over threeIARs 30 to 30offices 0 to 11
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $379MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 169derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.4MderivedHNW RAUM over HNW clients
- Average account
- $1.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.6derivedItem 5.A over advisors
- Advisors per office
- 2.7derived12 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.6%derived
- Compensation
- percentage of assets, commissionsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Wrap fee program
- $1.4BreportedItem 5.I
- Custody
- $1.8B, 381 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$9.2B76%
- Corporations and businesses$1.9B16%
- Individuals$408M3.4%
- Pension and profit-sharing plans$322M2.7%
- Charitable organizations$274M2.3%
- Individual clients
- 2,741reported
- HNW clients
- 2,663reported
- Pension plan clients
- 2reported
- Charitable clients
- 34reported
- Accounts
- 8,648reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $1.8B for 381 clientsreported
- Compensation
- % of AUM, commissionsreported
- Class basis
- private_client_share=0.79 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=56.0derived
Advisors registered through the firm
32 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Andrea Michelle Paragas | New York, Ny | Feb 23, 2021 | 10 y | 1 |
| Mark Richard Boltres | New York, Ny | Mar 29, 2021 | 11 y | 0 |
| James Michael Deutsch | New York, Ny | May 27, 2021 | 26 y | 0 |
| Kimberly Elizabeth Viggiano | New York, Ny | May 27, 2021 | 21 y | 0 |
| Arash Ganjian | New York, Ny | May 27, 2021 | 21 y | 0 |
| Yaroslav Faybishenko | New York, Ny | May 27, 2021 | 21 y | 0 |
| Denis J. O'Kane | New York, Ny | May 27, 2021 | 17 y | 0 |
| Alexander Carr Derbes | New York, Ny | May 27, 2021 | 23 y | 0 |
| Michael S Bermingham | New York, Ny | May 27, 2021 | 14 y | 0 |
| Hitesh Shah | New York, Ny | May 27, 2021 | 27 y | 0 |
| Lucy Tang | New York, Ny | May 27, 2021 | 15 y | 0 |
| James Richard Lamar | New York, Ny | May 27, 2021 | 15 y | 0 |
| David Stewart Howe | New York, Ny | May 27, 2021 | 47 y | 0 |
| Michael Patrick Mccormick | New York, Ny | May 27, 2021 | 38 y | 0 |
| Victoria Ruth Ross | Miami, Fl | May 27, 2021 | 21 y | 0 |
| John L Colton | Vero Beach, Fl | May 27, 2021 | 43 y | 0 |
| Karen Legotte Langdon | New York, Ny | May 27, 2021 | 35 y | 0 |
| Arthur Stephen Ferreri | New York, Ny | May 27, 2021 | 26 y | 0 |
| Sanford Braun | New York, Ny | May 27, 2021 | 29 y | 0 |
| Travis Knapp Anderson | New York, Ny | May 27, 2021 | 49 y | 0 |
| Charles Levy | New York, Ny | Jun 9, 2021 | 18 y | 0 |
| Cedric Jonathan Welch | New York, Ny | Sep 1, 2021 | 19 y | 0 |
| Shaiza Mariam Rizavi | New York, Ny | Sep 22, 2021 | 30 y | 0 |
| Deven Ambrose Markase | New York, Ny | Jul 5, 2022 | 11 y | 0 |
| Jamie Beth Sherr | New York, Ny | Sep 22, 2022 | 11 y | 1 |
| Darnell Wilson | New York, Ny | Jun 8, 2023 | 16 y | 0 |
| Ying Si Zhang | New York, Ny | Aug 17, 2023 | 13 y | 1 |
| Andrew Li Chang | New York, Ny | May 28, 2025 | 12 y | 0 |
| Cecilia Thien-An Hoang | New York, Ny | Jul 9, 2025 | 12 y | 0 |
| Matthew James Funaro | New York, Ny | Jan 9, 2026 | 11 y | 0 |
| Meredith Aerin Lipman | New York, Ny | Mar 9, 2026 | 11 y | 0 |
| Michael Gabay | New York, Ny | Jun 15, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Manan Amin to Commonwealth Financial NetworkFeb 5, 2024 · RIA to affiliated broker-dealer or bank
- Nicholas Luppo to Cm Capital PartnersMay 3, 2023 · RIA to a state-registered adviser
- Joseph Herrmann to MML Investors Services, LLCJul 28, 2022 · RIA to affiliated broker-dealer or bank
- Garrett Johnson to Forge Global Advisors LLCApr 8, 2022 · Other
- Liam Thomas Byrne to Morgan StanleyNov 21, 2019 · RIA to wirehouse
- Anthony Trevor Santoloci to Shufro, Rose & Co., LLCMar 5, 2019 · RIA to RIA
- Kai Liu to Neuberger Berman Bd LLCJan 14, 2015 · Other
Joined, latest
- Ying Si Zhang from Hsbc Securities (USA) Inc.Aug 17, 2023 · Other
- Nicholas Luppo from Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 11, 2022 · Wirehouse to independent RIA
- Jamie Beth Sherr from B. Riley Wealth Advisors, Inc.Sep 22, 2022 · Affiliated broker-dealer or bank to independent RIA
- Andrea Michelle Paragas from Charles Schwab & Co., Inc.Feb 23, 2021 · Affiliated broker-dealer or bank to independent RIA
- Garrett Johnson from Neuberger Berman Bd LLCFeb 14, 2021 · Other
- Manan Amin from Ernst & Young Investment Advisers LlpJan 13, 2020 · Other
- Joseph Herrmann from RBC Rochdale, LLCJan 9, 2018 · Other
- Liam Thomas Byrne from UBS Financial Services Inc.Oct 24, 2017 · Other
- Anthony Trevor Santoloci from Mra Advisory GroupAug 4, 2017 · Other
- Kai Liu from Lord, Abbett & Co. LLCOct 20, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Travis Knapp Anderson · Managing Membercontrolsince 03/2005 · owns 5% to 10%
- Norman Salomon Benzaquen · Managing Membercontrolsince 03/2005 · owns less than 5%
- James Michael Deutsch · Chief Executive Officer/Managing Membercontrolsince 01/2021 · owns 10% to 25%
- Laura Michele Esposito · Chief Compliance Officercontrolsince 11/2018 · owns less than 5%
- David Stewart Howe · Managing Membercontrolsince 01/1999 · owns 10% to 25%
- David Co Huynh · Chief Financial Officercontrolsince 06/2014 · owns less than 5%
- Shaiza Mariam Rizavi · Chief Executive Officer / Managing Membercontrolsince 01/2021 · owns 10% to 25%
- Shafqat Ali · Chief Information Security Officer/Membersince 01/2004 · owns less than 5%
- Michael Patrick Mccormick · Membersince 01/2012 · owns 5% to 10%
- Francis Hunnewell Williams · Membersince 01/2012 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 32 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 24, 2026BENZAQUEN, NORMAN SALOMON (MANAGING MEMBER) left Schedule A between the filings of 2018-11-01 and 2026-03-24peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Mar 24, 2026ESPOSITO, LAURA MICHELE (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2018-11-01 and 2026-03-24peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Accounts · 8,767 to 8,648Mar 24, 2025 to Mar 24, 2026
- Advisory employees · 31 to 55Mar 24, 2025 to Mar 24, 2026
- BD registered reps · 57 to 56Mar 24, 2025 to Mar 24, 2026
- Charity clients · 31 to 34Mar 24, 2025 to Mar 24, 2026
- Corporate clients · 316 to 309Mar 24, 2025 to Mar 24, 2026
- HNW clients · 2,515 to 2,663Mar 24, 2025 to Mar 24, 2026
- Individual clients · 3,032 to 2,741Mar 24, 2025 to Mar 24, 2026
- Assets in custody · $1.8B to $1.8BMar 24, 2025 to Mar 24, 2026
- Employees · 88 to 84Mar 24, 2025 to Mar 24, 2026
- Other offices · 0 to 11Mar 24, 2025 to Mar 24, 2026
- Discretionary RAUM · $12B to $12BMar 24, 2025 to Mar 24, 2026
- HNW RAUM · $8.6B to $9.2BMar 24, 2025 to Mar 24, 2026
- Individual RAUM · $528M to $408MMar 24, 2025 to Mar 24, 2026
- Pension RAUM · $308M to $322MMar 24, 2025 to Mar 24, 2026
- RAUM · $12B to $12BMar 24, 2025 to Mar 24, 2026
- Accounts · 9,246 to 8,767Mar 27, 2024 to Mar 24, 2025
- Advisory employees · 28 to 31Mar 27, 2024 to Mar 24, 2025
- BD registered reps · 59 to 57Mar 27, 2024 to Mar 24, 2025
- Charity clients · 64 to 31Mar 27, 2024 to Mar 24, 2025
- Corporate clients · 774 to 316Mar 27, 2024 to Mar 24, 2025
- HNW clients · 3,639 to 2,515Mar 27, 2024 to Mar 24, 2025
- Individual clients · 4,739 to 3,032Mar 27, 2024 to Mar 24, 2025
- Pension plan clients · 30 to 2Mar 27, 2024 to Mar 24, 2025
- Assets in custody · $1.4B to $1.8BMar 27, 2024 to Mar 24, 2025
- Employees · 85 to 88Mar 27, 2024 to Mar 24, 2025
- Financial planning clients · 0 to 0Mar 27, 2024 to Mar 24, 2025
- State-registered IARs · 32 to 30Mar 27, 2024 to Mar 24, 2025
- Discretionary RAUM · $9.4B to $12BMar 27, 2024 to Mar 24, 2025
- HNW RAUM · $6.9B to $8.6BMar 27, 2024 to Mar 24, 2025
- Individual RAUM · $539M to $528MMar 27, 2024 to Mar 24, 2025
- Pension RAUM · $258M to $308MMar 27, 2024 to Mar 24, 2025
- RAUM · $9.4B to $12BMar 27, 2024 to Mar 24, 2025
- Accounts · 9,300 to 9,246Mar 30, 2023 to Mar 27, 2024
- Advisory employees · 29 to 28Mar 30, 2023 to Mar 27, 2024
- BD registered reps · 66 to 59Mar 30, 2023 to Mar 27, 2024
- Charity clients · 68 to 64Mar 30, 2023 to Mar 27, 2024
- HNW clients · 3,104 to 3,639Mar 30, 2023 to Mar 27, 2024
- Individual clients · 5,324 to 4,739Mar 30, 2023 to Mar 27, 2024
- Assets in custody · $1.2B to $1.4BMar 30, 2023 to Mar 27, 2024
- Employees · 95 to 85Mar 30, 2023 to Mar 27, 2024
Signals
12 dated events
- Gilder Gagnon Howe & Co. Llc reported 11 offices beyond its principal office, up from 0 (2025-03-24 to 2026-03-24)Mar 24, 2026 · Office count change · derived
- Gilder Gagnon Howe & Co. Llc reported RAUM $9.4B, up 26% from $7.5B (2023-03-30 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- Manan Amin left Gilder Gagnon Howe & Co. Llc for Commonwealth Financial Network (registered 2024-03-08)Feb 5, 2024 · Advisor changed firm · fact
- Nicholas Luppo left Gilder Gagnon Howe & Co. Llc for Cm Capital Partners (registered 2025-04-28)May 3, 2023 · Advisor changed firm · fact
- Gilder Gagnon Howe & Co. Llc reported RAUM $7.5B, down 63% from $20.1B (2022-03-01 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Joseph Herrmann left Gilder Gagnon Howe & Co. Llc for Mml Investors Services, Llc (registered 2022-12-02)Jul 28, 2022 · Advisor changed firm · fact
- Garrett Johnson left Gilder Gagnon Howe & Co. Llc for Forge Global Advisors Llc (registered 2022-06-28)Apr 8, 2022 · Advisor changed firm · fact
- Gilder Gagnon Howe & Co. Llc reported 34 state-registered advisory representatives, up from 2 (2021-06-28 to 2022-03-01)Mar 1, 2022 · Advisor headcount change · derived
- Gilder Gagnon Howe & Co. Llc reported RAUM $23.7B, up 98% from $11.9B (2020-10-23 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Gilder Gagnon Howe & Co. Llc reported RAUM $11.9B, up 27% from $9.4B (2019-03-29 to 2020-02-03)Feb 3, 2020 · RAUM change · derived
- Bonnie Mae Haupt (Member) no longer on Schedule A of Gilder Gagnon Howe & Co. Llc (listed 2019-03-29, absent 2020-02-03)Feb 3, 2020 · Control person left · inference
- Gilder Gagnon Howe & Co. Llc reported RAUM $9.7B, up 45% from $6.7B (2017-11-27 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 888-885-5299reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/GILDER-GAGNON-HOWEreportedpublic record, Form ADV, Sep 17, 2026
- Website
- jobs.jobvite.com/gghcreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-765-2500reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $379Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026