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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)16 years in industry

Richard Scott Maholchic

Advisor at TLG ADVISORS, INC.

Woodland Hills, CA | SUMMIT, NJ

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Search this name across graphsid dfx:ria:cffdf0c8-6f93-6e3a-190a-665c2c2bdf1b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 1, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TLG ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S63
First exam: Jan 14, 2011
First registration: Aug 1, 2013
Dual registered: yes, broker-dealer
Other names: RICHARD SCOTT MAHOLCHIC|RICK MAHOLCHIC
IAPD individual key: 2332086

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TLG ADVISORS, INC.	Bd affiliated wealth	Jun 6, 2017	n/a	yes	SUMMIT, NJ\|Woodland Hills, CA	Current employment
CAPITAL ANALYSTS	Bd affiliated wealth	Feb 11, 2014	Jun 6, 2017	no	WOODLAND HILLS, CA	Previous registration
LINCOLN INVESTMENT	Independent wealth	Feb 11, 2014	Jun 6, 2017	no	WOODLAND HILLS, CA	Previous registration
TLG ADVISORS, INC.	Bd affiliated wealth	Aug 1, 2013	Feb 11, 2014	no	WOODLAND HILLS, CA\|SUMMIT, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL ANALYSTS	TLG ADVISORS, INC.	Jun 6, 2017	Jun 6, 2017	0	Firm change	Other
LINCOLN INVESTMENT	CAPITAL ANALYSTS	Jun 6, 2017	Feb 11, 2014	-1,211	Firm change after gap	Other
TLG ADVISORS, INC.	LINCOLN INVESTMENT	Feb 11, 2014	Feb 11, 2014	0	Firm change	Other

Relationships

Registered with (3)

→ TLG ADVISORS, INC.Registered adviserregistration: previous registration
Aug 1, 2013 to Feb 11, 2014factForm ADV
→ CAPITAL ANALYSTSRegistered adviserregistration: previous registration
Feb 11, 2014 to Jun 6, 2017factForm ADV
→ LINCOLN INVESTMENTRegistered adviserregistration: previous registration
Feb 11, 2014 to Jun 6, 2017factForm ADV

Dated events

No dated event names this entity yet.