DFX Intelligence

B•••• T• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

B•••• T• G••••••

Advisor at O•••• W•••••• I•••

MINNETONKA, MN

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Search this name across graphsid dfx:ria:d001630e-3130-a6d5-5ec3-45958918727b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Aug 24, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Jun 13, 2024	n/a	yes	MINNETONKA, MN	Current employment
L•• F•••••••• L••	Bd affiliated wealth	May 13, 2024	Jun 24, 2024	no	WOODBURY, MN\|MINNETONKA, MN\|HANOVER, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	O•••• W•••••• I•••	Jun 24, 2024	Jun 13, 2024	-11	Firm change	Ibd to ibd
G•••• V••••• A•••••• G••••• L••	L•• F•••••••• L••	Apr 9, 2024	May 13, 2024

Relationships

Registered with (4)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Jun 13, 2024 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 13, 2024 to Jun 24, 2024factForm ADV
→ G•••• V••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Nov 29, 2022 to Apr 9, 2024factForm ADV
→ M•• I•••••••• S•••••••• L••

Dated events

Occurred
Jun 24, 2024
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago
Occurred
Apr 9, 2024
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago
Occurred
Nov 22, 2022
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d001630e-3130-a6d5-5ec3-45958918727b
First observed: Aug 24, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.