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Reading the graph
Advisor at MORGAN STANLEY
State College, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Aug 24, 2017 | n/a | yes | State College, PA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 1, 2009 | Aug 25, 2017 | no | STATE COLLEGE, PA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | May 9, 2006 | May 21, 2009 | no | ALTOONA, PA|ALTOONA, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Aug 25, 2017 | Aug 24, 2017 | -1 | Firm change | Wirehouse to wirehouse |
| UBS FINANCIAL SERVICES INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | May 21, 2009 | May 1, 2009 | -20 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:149777:PA:2017-08-25 | Aug 25, 2017 | Aug 24, 2017 | STATE COLLEGE, PA | Firm change |