DFX Intelligence

A••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)32 years in industry

A••••• G•••••

Advisor at V••• F•••••••• A•••••••• I•••

Boston, MA

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Search this name across graphsid dfx:ria:d00390a3-c36b-3ea9-1580-f502c9bbf3f2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Feb 19, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••• F•••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Oct 23, 2025	n/a	yes	Boston, MA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jul 7, 2022	Feb 4, 2025	no	Austin, TX\|SAN DIEGO, CA\|FORT MILL, SC\|AUSTIN, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	V••• F•••••••• A•••••••• I•••	Feb 4, 2025	Oct 23, 2025	261	Firm change	Ibd to ibd
M•• I•••••••• S•••••••• L••	L•• F•••••••• L••	Jul 7, 2022	Jul 7, 2022

Relationships

Registered with (4)

→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: current employment
Oct 23, 2025 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 7, 2022 to Feb 4, 2025factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 19, 2018 to Jul 7, 2022factForm ADV
→ E••••• J••••

Dated events

Occurred
Feb 4, 2025
Advisor changed firm
A••••• G••••• left L•• F•••••••• L•• for V••• F•••••••• A•••••••• I••• (registered 2025-10-23)
Form ADVobserved 7 days ago
Occurred
Jul 7, 2022
Advisor changed firm
A••••• G••••• left M•• I•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2022-07-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d00390a3-c36b-3ea9-1580-f502c9bbf3f2
First observed: Feb 19, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.