A••••• G•••••

• V••• F•••••••• A•••••••• I••• BD affiliated current
  since Oct 23, 2025 · Boston, Ma
• L•• F•••••••• L•• BD affiliated
  Jul 7, 2022 to Feb 4, 2025 · Austin, Tx
• M•• I•••••••• S•••••••• L•• BD affiliated
  Apr 19, 2018 to Jul 7, 2022 · Austin, Tx
• E••••• J•••• national BD
  Feb 19, 2016 to Aug 31, 2017 · Austin, Tx

• L•• F•••••••• L•• to V••• F•••••••• A•••••••• I•••
  left Feb 4, 2025, registered Oct 23, 2025 (261 days) · Affiliated broker-dealer or bank to another
• M•• I•••••••• S•••••••• L•• to L•• F•••••••• L••
  left Jul 7, 2022, registered Jul 7, 2022 (0 days) · Affiliated broker-dealer or bank to independent RIA
• E••••• J•••• to M•• I•••••••• S•••••••• L••
  left Aug 31, 2017, registered Apr 19, 2018 (231 days) · Affiliated broker-dealer or bank to another

• ••• Locked
  Feb 4, 2025 · Advisor changed firm · fact
• ••• Locked
  Jul 7, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

32derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address