This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

&PARTNERS

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 17, 1986earliest registration or exam on IAPD

Years in industry

40derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

2

Designations

Certified Financial Planner

Exams

S63|S65

First exam

Mar 17, 1986

First registration

Mar 26, 1997

Dual registered

yes, broker-dealer

Other names

LISA JEANNE DUFFIELD|LISA JEANNE SCHMIEDBAUER

IAPD individual key

1465195

• Occurred

  Mar 26, 2025
  Advisor changed firm

  Lisa Schmiedbauer left Wells Fargo Advisors for &Partners (registered 2025-03-21)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:d0090a91-94d4-2586-dccf-b6a3b56f26f4

First observed

Mar 26, 1997

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.