This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MOORS & CABOT, INC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 27, 1992earliest registration or exam on IAPD

Years in industry

34derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66|S63

First exam

Apr 27, 1992

First registration

Apr 28, 2014

Dual registered

yes, broker-dealer

Other names

BRUCE SCOTT

IAPD individual key

2227107

• Occurred

  Mar 24, 2025
  Advisor changed firm

  Bruce Johnson Scott left Wells Fargo Advisors for Moors & Cabot, Inc (registered 2025-03-17)

  Form ADVobserved 5 days ago
• Occurred

  Nov 21, 2022
  Advisor changed firm

  Bruce Johnson Scott left Edward Jones for Wells Fargo Advisors (registered 2022-11-17)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:d00f4a1d-dfcb-5afe-6168-8e1078a86232

First observed

Apr 28, 2014

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.