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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)15 years in industry

EMILIO JOSEPH LAPIETRA

Advisor at MORGAN STANLEY

Latham, NY

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Search this name across graphsid dfx:ria:d018e145-feee-2c90-26eb-e9dc2652ae99

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 14, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 11, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Mar 11, 2011
First registration: Mar 14, 2011
Dual registered: yes, broker-dealer
Other names: EMILIO JOSEPH LAPIETRA|EMILIO LAPIETRA
IAPD individual key: 5876518

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Jun 16, 2021	n/a	yes	Latham, NY	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Jun 22, 2020	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Mar 15, 2017	Jul 13, 2018	no	TROY, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 8, 2012	Mar 11, 2013	no	ALBANY, NY	Previous registration
MORGAN STANLEY	Wirehouse	Mar 14, 2011	Jan 23, 2012	no	ALBANY, NY\|Albany, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	MORGAN STANLEY	Jun 22, 2020	Jun 16, 2021	359	Firm change	Ibd to wirehouse
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	STRATEGIC ADVISERS LLC	Mar 11, 2013	Mar 15, 2017	1,465	Firm change after gap	Wirehouse to ibd
MORGAN STANLEY	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jan 23, 2012	May 8, 2012	106	Firm change	Wirehouse to wirehouse

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: previous registration
Mar 14, 2011 to Jan 23, 2012factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Jun 22, 2020factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 15, 2017 to Jul 13, 2018factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 8, 2012 to Mar 11, 2013factForm ADV

Dated events

No dated event names this entity yet.