DFX Intelligence
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Reading the graph
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Advisor at B•••••••••
Alpharette, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••••••••• | Independent wealth | Apr 14, 2026 | n/a | yes | Alpharette, GA | Current employment |
| C••••••• I••••••••• C•••••• I•• | Independent wealth | Oct 23, 2020 | Mar 12, 2026 | no | ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••••• I••••••••• C•••••• I•• | B••••••••• | Mar 12, 2026 | Apr 14, 2026 | 33 | Firm change | RIA to RIA |
| F••••• I••••••••• | C••••••• I••••••••• C•••••• I•• | Mar 11, 2020 | Oct 23, 2020 |
| F••••• I••••••••• |
| Independent wealth |
| Aug 26, 2019 |
| Mar 11, 2020 |
| no |
| ALPHARETTA, GA|PLANO, TX |
| Previous registration |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Jul 13, 2018 | Jul 9, 2019 | no | BOSTON, MA | Previous registration |
| S•••••••• A••••••• L•• | National bd RIA | May 12, 2004 | Jul 13, 2018 | no | ATLANTA, GA|ATLANTA, GA|ATLANTA, GA | Previous registration |
| 226 |
| Firm change |
| RIA to RIA |
| F••••••• P••••••• A•• W•••••••• A••••••• | F••••• I••••••••• | Jul 9, 2019 | Aug 26, 2019 | 48 | Firm change | Ibd to RIA |
| S•••••••• A••••••• L•• | F••••••• P••••••• A•• W•••••••• A••••••• | Jul 13, 2018 | Jul 13, 2018 | 0 | Bulk transfer | Ibd to new firm |