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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)32 years in industry

SUSAN C POKWATKA

Advisor at FOUNDERS FINANCIAL ALLIANCE, LLC

Bluffton, SC | RALEIGH, NC | Wheeling, WV

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Search this name across graphsid dfx:ria:d02a455e-d527-3d23-85af-cc0ce806912f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 2, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOUNDERS FINANCIAL ALLIANCE, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 15, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S65|S63
First exam: Jun 15, 1994
First registration: May 2, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2057823

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FOUNDERS FINANCIAL ALLIANCE, LLC	Independent wealth	Apr 10, 2017	n/a	yes	RALEIGH, NC\|Wheeling, WV\|Bluffton, SC	Current employment
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Oct 25, 2005	Nov 30, 2006	no	WHEELING, WV\|EL SEGUNDO, CA	Previous registration
BLUE VASE SECURITIES, LLC	n/a	Jun 3, 2003	Oct 25, 2005	no	WHEELING, WV	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	May 2, 2002	Apr 17, 2003	no	WHEELING, WV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA ADVISOR NETWORKS LLC	FOUNDERS FINANCIAL ALLIANCE, LLC	Nov 30, 2006	Apr 10, 2017	3,784	Firm change after gap	Other
BLUE VASE SECURITIES, LLC	CETERA ADVISOR NETWORKS LLC	Oct 25, 2005	Oct 25, 2005	0	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	BLUE VASE SECURITIES, LLC	Apr 17, 2003	Jun 3, 2003	47	Firm change	Other

Relationships

Registered with (4)

→ FOUNDERS FINANCIAL ALLIANCE, LLCRegistered adviserregistration: current employment
Apr 10, 2017 to presentfactForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Oct 25, 2005 to Nov 30, 2006factForm ADV
→ BLUE VASE SECURITIES, LLCRegistered adviserregistration: previous registration
Jun 3, 2003 to Oct 25, 2005factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
May 2, 2002 to Apr 17, 2003factForm ADV

Dated events

No dated event names this entity yet.