RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• C• P•••••••
- F••••••• F•••••••• A•••••••• L•• independent RIA currentsince Apr 10, 2017 · Raleigh, Nc
- C••••• A•••••• N••••••• L•• formerOct 25, 2005 to Nov 30, 2006 · Wheeling, Wv
- B••• V••• S••••••••• L•• unclassifiedJun 3, 2003 to Oct 25, 2005 · Wheeling, Wv
- P••••••••• E••••• G••••• L•• unclassifiedMay 2, 2002 to Apr 17, 2003 · Wheeling, Wv
- C••••• A•••••• N••••••• L•• to F••••••• F•••••••• A•••••••• L••left Nov 30, 2006, registered Apr 10, 2017 (3784 days) · Other
- B••• V••• S••••••••• L•• to C••••• A•••••• N••••••• L••left Oct 25, 2005, registered Oct 25, 2005 (0 days) · Other
- P••••••••• E••••• G••••• L•• to B••• V••• S••••••••• L••left Apr 17, 2003, registered Jun 3, 2003 (47 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address