DFX Intelligence

F•••••••• F•••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

F•••••••• F•••• M••••••••• L••

CRD 284844

WEST CONSHOHOCKEN, PA

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Search this name across graphsid dfx:ria:d02d3220-341c-016e-1194-f0d3dc73d2f4

Data as of Aug 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 12
On other graphs: 2
Observed: May 24, 2019 to Aug 7, 2026
26 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

F•••••••• F•••• M••••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

F•••••••• F•••• M••••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $5.8B••• Locked
Discretionary RAUM: $5.8B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 30

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
F•••••••• H••••••••• F••• I• L•	Hedge Fund	$2.3B	Aug 15, 2024	57	May 24, 2019	reported	021-271988
F•••••••• H••••••••• F••• L•	Hedge Fund	$111M	Feb 20, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• E••••• F•••••••	GENERAL COUNSEL	Na	yes	02/2024	Feb 20, 2024	Aug 15, 2024
E••••••• M••••••• E•••	CHIEF FINANCIAL OFFICER	Na	yes	02/2020	Sep 15, 2020	Aug 15, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F•••••••• H••••••••• F••• G•• L•• ••••••• A•••••••	n/a	n/a	n/a	N	yes	n/a
F•••••••• H••••••••• F••• I• G•• L•• ••••••• A•••••••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
SAN JUAN	Pr	United States	3	no
n/a	n/a	n/a	1	no
Philadelphia	Pa	United States	0	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$5.8B	$3.2B	83.0%	$1.5B	57.6%	30	31	4	4

Relationships

Advises (8)

→ F•••••••• H••••••••• C•••••••• I• L•Private fundPrivate Equity Fund, IA
Nov 15, 2023 to presentfactForm ADV
→ F•••••••• S•• I•• L••Private fundPrivate Equity Fund, IA
Apr 17, 2020 to presentfactForm ADV
→ F•••••••• H••••••••• F••• I• L•Private fundHedge Fund, IA
May 24, 2019 to presentfactForm ADV
→ F•••••••• H••••••••• C•••••••• I•• L•

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
F•••••••• F•••• M••••••••• L•• reported RAUM $5.8B, up 83% from $3.2B (2026-02-10 to 2026-03-31)
Form ADVobserved 7 days ago
$2.6B
Occurred
Mar 31, 2025
Regulatory AUM changed
F•••••••• F•••• M••••••••• L•• reported RAUM $3.2B, up 39% from $2.3B (2025-02-20 to 2025-03-31)
Form ADVobserved 7 days ago
$892M
Occurred
Mar 28, 2024
Regulatory AUM changed
F•••••••• F•••• M••••••••• L•• reported RAUM $2.3B, up 54% from $1.5B (2024-02-20 to 2024-03-28)
Form ADVobserved 7 days ago
$795M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d02d3220-341c-016e-1194-f0d3dc73d2f4
First observed: May 24, 2019
Last observed: Aug 7, 2026 46 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.