DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•••••••• F•••• M••••••••• L••
Latest filing Aug 7, 2026
First filing on the tape May 24, 2019 · 26 filings
SEC status approved since Jun 27, 2019
RAUM
$5.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
30
12 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
6
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$5.8B as of Aug 7, 2026
Mar 13, 2020$254M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 7, 2026
Mar 13, 20200 then
Employees (5.A)30 as of Aug 7, 2026
Mar 13, 20205 then
Private funds6 as of Aug 7, 2026
Mar 13, 20203 then
RAUM +83% over the last fiscal year+58% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 7, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.4BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +83%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $5.8B, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.8B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $5.8B for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F•••••••• H••••••••• F••• I• L• | Hedge Fund | $2.3B | 57 | May 24, 2019 |
| F•••••••• H••••••••• F••• L• | Hedge Fund | $111M | 47 | Feb 13, 2018 |
| F•••••••• H••••••••• C•••••••• L• | Private Equity Fund | $38.7M | 18 | Aug 18, 2023 |
| F•••••••• H••••••••• C•••••••• I•• L• | Private Equity Fund | $25.4M | 26 | Aug 15, 2024 |
| F•••••••• H••••••••• C•••••••• I• L• | Private Equity Fund | $24.9M | 15 | Nov 15, 2023 |
| F•••••••• S•• I• L••no longer reported | Private Equity Fund | $1.6M | 30 | Mar 31, 2022 |
| F•••••••• S•• I•• L•• | Private Equity Fund | $646,000 | 6 | Apr 17, 2020 |
| F•••••••• S•• I• L••no longer reported | Private Equity Fund | $439,938 | 7 | May 24, 2019 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• E••••• F••••••• · General Counselcontrolsince 02/2024 · owns less than 5%
- E••••••• M••••••• E••• · Chief Financial Officercontrolsince 02/2020 · owns less than 5%
- G••••••••• D•••••• E••• · Managing Directorcontrolsince 12/2023 · owns less than 5%
- H•••••• P••••• E••• · Managing Membercontrolsince 10/2016 · owns 50% to 75%
- H•••••• B••••••• A•• · Director Of Operationscontrolsince 08/2021 · owns less than 5%
- K••••••• T•••• · Managing Membercontrolsince 10/2016 · owns 50% to 75%
- O•••••••• E•••• L•••• · Chief Compliance Officercontrolsince 04/2021 · owns less than 5%
Related persons
Schedule D 7.A
- F•••••••• H••••••••• F••• G•• L•• ••••••• A•••••••investment adviserpooled vehicle sponsorn
- F•••••••• H••••••••• F••• I• G•• L•• ••••••• A•••••••investment adviserpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- San Juan, PR3 employees
- , 1 employees
- Philadelphia, PA
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $3,168,724,000 to $5,799,058,000 (+83.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +13.0% (631 comparable advisers, 93.0th percentile of changes)peers: asset managers, $5B to $20B (631) · 93% percentile
What changed
consecutive filings, newest first
- Private funds · 5 to 6Jul 31, 2026 to Aug 7, 2026
- Private funds · 4 to 5Mar 31, 2026 to Jul 31, 2026
- Accounts · 3 to 4Feb 10, 2026 to Mar 31, 2026
- Advisory employees · 14 to 12Feb 10, 2026 to Mar 31, 2026
- Pooled vehicle clients · 3 to 4Feb 10, 2026 to Mar 31, 2026
- Assets in custody · $3.2B to $5.8BFeb 10, 2026 to Mar 31, 2026
- Employees · 31 to 30Feb 10, 2026 to Mar 31, 2026
- Discretionary RAUM · $3.2B to $5.8BFeb 10, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $3.2B to $5.8BFeb 10, 2026 to Mar 31, 2026
- RAUM · $3.2B to $5.8BFeb 10, 2026 to Mar 31, 2026
- Private funds · 3 to 4Aug 6, 2025 to Feb 10, 2026
- RAUM · $2.3B to $3.2BFeb 20, 2025 to Mar 31, 2025
- Accounts · 4 to 3Feb 20, 2025 to Mar 31, 2025
- Advisory employees · 11 to 14Feb 20, 2025 to Mar 31, 2025
- Pooled vehicle clients · 4 to 3Feb 20, 2025 to Mar 31, 2025
- Assets in custody · $2.3B to $3.2BFeb 20, 2025 to Mar 31, 2025
- Employees · 21 to 31Feb 20, 2025 to Mar 31, 2025
- Financial planning clients · unset to Feb 20, 2025 to Mar 31, 2025
- Private funds · 5 to 3Feb 20, 2025 to Mar 31, 2025
- Discretionary RAUM · $2.3B to $3.2BFeb 20, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $2.3B to $3.2BFeb 20, 2025 to Mar 31, 2025
- Private funds · 4 to 5Aug 15, 2024 to Feb 20, 2025
- Private funds · 3 to 4Mar 28, 2024 to Aug 15, 2024
- Accounts · 5 to 4Feb 20, 2024 to Mar 28, 2024
- Advisory employees · 6 to 11Feb 20, 2024 to Mar 28, 2024
- Pooled vehicle clients · 5 to 4Feb 20, 2024 to Mar 28, 2024
- Assets in custody · $1.5B to $2.3BFeb 20, 2024 to Mar 28, 2024
- Employees · 10 to 21Feb 20, 2024 to Mar 28, 2024
- Private funds · 5 to 3Feb 20, 2024 to Mar 28, 2024
- Discretionary RAUM · $1.5B to $2.3BFeb 20, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $1.5B to $2.3BFeb 20, 2024 to Mar 28, 2024
- RAUM · $1.5B to $2.3BFeb 20, 2024 to Mar 28, 2024
- Private funds · 4 to 5Aug 18, 2023 to Nov 15, 2023
- Private funds · 3 to 4May 15, 2023 to Aug 18, 2023
- Accounts · 7 to 5Jul 1, 2022 to Mar 31, 2023
- Advisory employees · 5 to 6Jul 1, 2022 to Mar 31, 2023
- Pooled vehicle clients · 7 to 5Jul 1, 2022 to Mar 31, 2023
- Assets in custody · $700M to $1.5BJul 1, 2022 to Mar 31, 2023
- Employees · 9 to 10Jul 1, 2022 to Mar 31, 2023
- Other offices · 2 to 4Jul 1, 2022 to Mar 31, 2023
Signals
12 dated events
- F•••••••• F•••• M••••••••• L•• reported RAUM $5.8B, up 83% from $3.2B (2026-02-10 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- F•••••••• F•••• M••••••••• L•• reported RAUM $3.2B, up 39% from $2.3B (2025-02-20 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- F•••••••• F•••• M••••••••• L•• reported RAUM $2.3B, up 54% from $1.5B (2024-02-20 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Florence Emily Curtiss (General Counsel) appeared on Schedule A of F•••••••• F•••• M••••••••• L••Feb 20, 2024 · Control person joined · fact
- Eric Daniel Greenberg (Managing Director) appeared on Schedule A of F•••••••• F•••• M••••••••• L••Dec 12, 2023 · Control person joined · fact
- F•••••••• F•••• M••••••••• L•• reported RAUM $1.5B, up 72% from $862.5M (2022-07-01 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Ann Barbara Herbst (Director Of Operations) appeared on Schedule A of F•••••••• F•••• M••••••••• L••Mar 31, 2022 · Control person joined · fact
- Leigh Erin O'Connor (Chief Compliance Officer) appeared on Schedule A of F•••••••• F•••• M••••••••• L••May 3, 2021 · Control person joined · fact
- F•••••••• F•••• M••••••••• L•• reported RAUM $700.2M, up 121% from $316.6M (2021-01-12 to 2021-03-12)Mar 12, 2021 · RAUM change · derived
- E••• Matthew Ehrhart (Cco/Head Of Finance And Operations) appeared on Schedule A of F•••••••• F•••• M••••••••• L••Sep 15, 2020 · Control person joined · fact
- F•••••••• F•••• M••••••••• L•• reported RAUM $254.0M, up 286% from $65.8M (2019-05-24 to 2020-03-13)Mar 13, 2020 · RAUM change · derived
- F•••••••• F•••• M••••••••• L•• filed its initial SEC registration (Form ADV)May 24, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- F•••••••• F•••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- F•••••••• F•••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/fairmount-funds-management-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- fairmount.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 267-262-5300reportedpublic record, Form ADV, Aug 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026