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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)30 years in industry

BRIAN WALLACE SCHILLING

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Charles City, IA | Fairfield, IA

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Search this name across graphsid dfx:ria:d0502e4b-8db2-d4c0-2766-da4db3076a26

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: May 3, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 12, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63|S65
First exam: Jan 12, 1996
First registration: May 3, 2001
Dual registered: yes, broker-dealer
Other names: BRIAN WALLACE SCHILLING
IAPD individual key: 2692772

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	May 23, 2018	n/a	yes	Fairfield, IA\|Charles City, IA	Current employment
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Jan 25, 2013	May 23, 2018	no	WAVERLY, IA	Previous registration
BFC PLANNING, INC.	Bd affiliated wealth	Sep 23, 2011	Oct 25, 2012	no	CEDAR RAPIDS, IA	Previous registration
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	Bd affiliated wealth	Feb 13, 2008	Jan 12, 2011	no	CHICAGO, IL\|Cedar Rapids, IA\|COLTS NECK, NJ	Previous registration
GLOBAL PORTFOLIO STRATEGIES, INC.	Former SEC adviser	Oct 24, 2006	Aug 3, 2007	no	DUBUQUE, IA\|HARTFORD, CT	Previous registration
EDWARD JONES	National bd RIA	Oct 5, 2004	Nov 28, 2005	no	CENTERVILLE, IA	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	May 3, 2001	Jan 13, 2004	no	WAVERLY, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUNA BROKERAGE SERVICES, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	May 23, 2018	May 23, 2018	0	Firm change	RIA to ibd
BFC PLANNING, INC.	CUNA BROKERAGE SERVICES, INC.	Oct 25, 2012	Jan 25, 2013	92	Firm change	Other
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	BFC PLANNING, INC.	Jan 12, 2011	Sep 23, 2011	254	Firm change	Other
GLOBAL PORTFOLIO STRATEGIES, INC.	BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	Aug 3, 2007	Feb 13, 2008	194	Firm change	Other
EDWARD JONES	GLOBAL PORTFOLIO STRATEGIES, INC.	Nov 28, 2005	Oct 24, 2006	330	Firm change	Other
CUNA BROKERAGE SERVICES, INC.	EDWARD JONES	Jan 13, 2004	Oct 5, 2004	266	Firm change	Other

Relationships

Registered with (6)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
May 23, 2018 to presentfactForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Jan 25, 2013 to May 23, 2018factForm ADV
→ BFC PLANNING, INC.Registered adviserregistration: previous registration
Sep 23, 2011 to Oct 25, 2012factForm ADV
→ BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Feb 13, 2008 to Jan 12, 2011factForm ADV
→ GLOBAL PORTFOLIO STRATEGIES, INC.Registered adviserregistration: previous registration
Oct 24, 2006 to Aug 3, 2007factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Oct 5, 2004 to Nov 28, 2005factForm ADV

Dated events

No dated event names this entity yet.