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m••• p•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

m••• p•••••

Advisor at C••••••• P•••••••• I•••

Novato, CA | NEW YORK, NY

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Search this name across graphsid dfx:ria:d068ddef-e56b-e323-8484-0f53e2194198

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Mar 23, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••• I•••	I•••••••••_WEALTH	Sep 27, 2024	n/a	yes	Novato, CA\|NEW YORK, NY	Current employment
C••••••••• W•••••• L••	I•••••••••_WEALTH	Nov 1, 2022	Oct 15, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• W•••••• L••	C••••••• P•••••••• I•••	Oct 15, 2024	Sep 27, 2024	-18	Firm change	RIA to RIA
K••• C•••••• M••••••••• C•••••••••	C••••••••• W•••••• L••	Dec 31, 2022

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
131834:143483:CA:2022-12-31	Dec 31, 2022	Nov 1, 2022	SAUSALITO, CA	Firm change after gap

Relationships

Registered with (6)

→ C••••••• P•••••••• I•••Registered adviserregistration: current employment
Sep 27, 2024 to presentfactForm ADV
→ C••••••••• W•••••• L••Registered adviserregistration: previous registration
Nov 1, 2022 to Oct 15, 2024factForm ADV
→ K••• C•••••• M••••••••• C•••••••••Registered adviserregistration: previous registration
Mar 30, 2021 to Dec 31, 2022factForm ADV
→ B••• W••••• M••••••••• L••

Dated events

Occurred
Oct 15, 2024
Advisor changed firm
M••• P••••• left C••••••••• W•••••• L•• for C••••••• P•••••••• I••• (registered 2024-09-27)
Form ADVobserved 6 days ago
Occurred
Dec 31, 2022
Advisor changed firm
M••• P••••• left K••• C•••••• M••••••••• C••••••••• for C••••••••• W•••••• L•• (registered 2022-11-01)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d068ddef-e56b-e323-8484-0f53e2194198
First observed: Mar 23, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.