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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

KARP CAPITAL MANAGEMENT CORPORATION

CRD 131834

SAUSALITO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5820a6c8-0fc6-2791-8967-9f7c80c3771c

Data as of Oct 22, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 14
On other graphs: 1
Observed: Mar 31, 2012 to Oct 22, 2022
39 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Karp Capital Management Corporation

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $994MItem 5.F on the latest filing (2022-10-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $994M
Private client RAUM: $592MderivedItem 5.D individuals plus high net worth individuals
Private client share: 60%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 20
Advisory employees: 9
Offices: 7Schedule D 1.F, beyond the principal office
Accounts: 1,394
Individual clients: 190
High net worth clients: 162
Custody, client assets: $343M
SEC number: 801-63195
CRD: 131834
Filings on the tape: 39
First filed: Mar 31, 2012
Latest filed: Oct 22, 2022
Organised: Corporation, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KARP, LEAH, FARESH	Trustee	D	yes	06/2006	Nov 9, 2018	Oct 22, 2022
KARP, PETER, CHRISTOPHER	Trustee	D	yes	06/2006	Mar 31, 2012	Oct 22, 2022
KARP, PETER, CHRISTOPHER	President	Na	yes	05/2004	Mar 31, 2012	Oct 22, 2022
2006 KARP FAMILY TRUST U/A/D 06/27/2006	Shareholder	E	no	03/2017	Nov 9, 2018	Oct 22, 2022
KARP, LEAH, FARESH	Trustee	D	no	06/2006	Nov 9, 2018	Oct 22, 2022
Trahan, Jennifer	CHIEF OPERATIONS OFFICER	Na	no	09/2021	Nov 19, 2021	Oct 22, 2022
WEINER, MERRI, SUE	CHIEF COMPLIANCE OFFICER	Na	no	12/2005	Mar 31, 2012	Oct 22, 2022

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 31, 2022	$994M	$994M	20	9	7	n/a	n/a
2020	Mar 28, 2021	$683M	$683M	15	6	7	n/a	n/a
2019	Mar 16, 2020	$528M	$528M	13	5	0	n/a	n/a
2018	Mar 27, 2019	$352M	$352M	11	3	1	n/a	n/a
2017	Mar 13, 2018	$320M	$320M	11	4	1	n/a	n/a
2016	Mar 21, 2017	$248M	$248M	8	2	n/a	n/a	n/a
2015	Mar 29, 2016	$226M	$226M	9	2	n/a	n/a	n/a
2014	Mar 31, 2015	$198M	$198M	6	1	n/a	n/a	n/a
2013	Feb 21, 2014	$168M	$168M	7	1	n/a	n/a	n/a
2012	Mar 27, 2013	$127M	$127M	4	1	n/a	n/a	n/a
2011	Mar 31, 2012	$120M	$120M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$994M	$683M	45.6%	$352M	41.3%	20	15	7	7

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
COMPOSITION WEALTH, LLC	5	Dec 31, 2022	Dec 5, 2022	SAUSALITO, CA	Firm absorbed	RIA to RIA	83.3%

Relationships

Owns (4)

← WEINER, MERRI, SUEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 31, 2012 to presentfactForm ADV
← KARP, LEAH, FARESHOwnerTRUSTEE, ownership code D, individual
Nov 9, 2018 to presentfactForm ADV
← Trahan, JenniferOwnerCHIEF OPERATIONS OFFICER, ownership code NA, individual
Nov 19, 2021 to presentfactForm ADV
← 2006 KARP FAMILY TRUST U/A/D 06/27/2006OwnerSHAREHOLDER, ownership code E, domestic entity
Nov 9, 2018 to presentfactForm ADV

Controls (2)

← KARP, PETER, CHRISTOPHEROwnerTRUSTEE, ownership code D, individual
Mar 31, 2012 to presentfactForm ADV
← KARP, LEAH, FARESHOwnerTRUSTEE, ownership code D, individual
Nov 9, 2018 to presentfactForm ADV

Registered with (12)

← PETER CHRISTOPHER KARPAdvisorregistration: previous registration
May 24, 2004 to Dec 31, 2022factForm ADV
← PETER WADE LOWDENAdvisorregistration: previous registration
Mar 7, 2022 to Dec 31, 2022factForm ADV
← ROBERT ELKINS DRISCOLLAdvisorregistration: previous registration
Feb 23, 2016 to Dec 31, 2022factForm ADV
← mark patzerAdvisorregistration: previous registration
Mar 30, 2021 to Dec 31, 2022factForm ADV
← Daniel Ellmann TangAdvisorregistration: previous registration
Jun 15, 2022 to Dec 31, 2022factForm ADV
← Jeffrey Evan AlpertAdvisorregistration: previous registration
Nov 1, 2021 to Dec 31, 2022factForm ADV
← ANDREW JAMES WEBERAdvisorregistration: previous registration
Jul 10, 2020 to Sep 11, 2022factForm ADV
← Alfred Kam Fai CheungAdvisorregistration: previous registration
Nov 1, 2021 to Jun 27, 2022factForm ADV
← Andrew Edward CzajkowskiAdvisorregistration: previous registration
Mar 12, 2020 to Jan 28, 2022factForm ADV
← Erik Ryan MidasAdvisorregistration: previous registration
Oct 2, 2017 to Jun 1, 2020factForm ADV
← DANIEL ALLEN BARNESAdvisorregistration: previous registration
Mar 9, 2018 to Mar 12, 2018factForm ADV
← STEPHEN L. DOBROWAdvisorregistration: previous registration
Oct 11, 2005 to Sep 19, 2014factForm ADV

Moved with (1)

→ COMPOSITION WEALTH, LLCRegistered adviser5 advisors, firm absorbed, same day
Dec 31, 2022 to Dec 5, 2022factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 31, 2022
Firm absorbed
Karp Capital Management Corporation's advisors moved to Composition Wealth, LLC (Sausalito, CA): 5 of 6 registered, on the same day
Form ADVobserved 6 days ago
5 advisors
Occurred
Dec 31, 2022
Advisor changed firm
Daniel Ellmann Tang left Karp Capital Management Corporation for Composition Wealth, Llc (registered 2022-11-01)
Form ADVobserved 6 days ago
Occurred
Dec 31, 2022
Advisor changed firm
Mark Patzer left Karp Capital Management Corporation for Composition Wealth, Llc (registered 2022-11-01)
Form ADVobserved 6 days ago
Occurred
Dec 31, 2022
Advisor changed firm
Peter Christopher Karp left Karp Capital Management Corporation for Composition Wealth, Llc (registered 2022-12-05)
Form ADVobserved 6 days ago
Occurred
Dec 31, 2022
Advisor changed firm
Jeffrey Evan Alpert left Karp Capital Management Corporation for Composition Wealth, Llc (registered 2022-11-01)
Form ADVobserved 6 days ago
Occurred
Dec 31, 2022
Advisor changed firm
Peter Wade Lowden left Karp Capital Management Corporation for Composition Wealth, Llc (registered 2022-11-01)
Form ADVobserved 6 days ago
Occurred
Dec 31, 2022
Advisor changed firm
Robert Elkins Driscoll left Karp Capital Management Corporation for Infinity Financial Services (registered 2019-09-05)
Form ADVobserved 6 days ago
Occurred
Sep 11, 2022
Advisor changed firm
Andrew James Weber left Karp Capital Management Corporation for Wells Fargo Advisors (registered 2023-03-13)
Form ADVobserved 6 days ago
Occurred
Jun 27, 2022
Advisor changed firm
Alfred Kam Fai Cheung left Karp Capital Management Corporation for Sand Hill Global Advisors, Llc (registered 2022-07-22)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
Karp Capital Management Corporation reported RAUM $993.8M, up 46% from $682.6M (2021-11-19 to 2022-03-31)
Form ADVobserved 6 days ago
$311M
Occurred
Jan 28, 2022
Advisor changed firm
Andrew Edward Czajkowski left Karp Capital Management Corporation for Ameriprise Financial Services, Llc (registered 2022-03-31)
Form ADVobserved 6 days ago
Occurred
Mar 28, 2021
Regulatory AUM changed
Karp Capital Management Corporation reported RAUM $682.6M, up 29% from $527.9M (2021-02-10 to 2021-03-28)
Form ADVobserved 6 days ago
$155M
Occurred
Mar 16, 2020
Regulatory AUM changed
Karp Capital Management Corporation reported RAUM $527.9M, up 50% from $352.4M (2019-09-12 to 2020-03-16)
Form ADVobserved 6 days ago
$176M

Show 1 bookkeeping events

Occurred
Mar 28, 2021
Karp Capital Management Corporation reported 7 offices beyond its principal office, up from 0 (2021-02-10 to 2021-03-28)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5820a6c8-0fc6-2791-8967-9f7c80c3771c
First observed: Mar 31, 2012
Last observed: Oct 22, 2022 47 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KARP CAPITAL MANAGEMENT CORPORATION

CRD 131834

SAUSALITO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5820a6c8-0fc6-2791-8967-9f7c80c3771c

Data as of Oct 22, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:38 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KARP, LEAH, FARESH

Trustee

yes

06/2006

Nov 9, 2018

Oct 22, 2022

KARP, PETER, CHRISTOPHER

Trustee

yes

06/2006

Mar 31, 2012

Oct 22, 2022

KARP, PETER, CHRISTOPHER

President

yes

05/2004

Mar 31, 2012

Oct 22, 2022

2006 KARP FAMILY TRUST U/A/D 06/27/2006

Shareholder

03/2017

Nov 9, 2018

Oct 22, 2022

KARP, LEAH, FARESH

Trustee

06/2006

Nov 9, 2018

Oct 22, 2022

Trahan, Jennifer

CHIEF OPERATIONS OFFICER

09/2021

Nov 19, 2021

Oct 22, 2022

WEINER, MERRI, SUE

CHIEF COMPLIANCE OFFICER

12/2005

Mar 31, 2012

Oct 22, 2022

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 31, 2022

$994M

n/a

2020

Mar 28, 2021

$683M

n/a

2019

Mar 16, 2020

$528M

n/a

2018

Mar 27, 2019

$352M

n/a

2017

Mar 13, 2018

$320M

n/a

2016

Mar 21, 2017

$248M

n/a

2015

Mar 29, 2016

$226M

n/a

2014

Mar 31, 2015

$198M

n/a

2013

Feb 21, 2014

$168M

n/a

2012

Mar 27, 2013

$127M

n/a

2011

Mar 31, 2012

$120M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$994M

$683M

45.6%

$352M

41.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

COMPOSITION WEALTH, LLC

Dec 31, 2022

Dec 5, 2022

SAUSALITO, CA

Firm absorbed

RIA to RIA

83.3%