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Advisor at LPL FINANCIAL LLC
WAYZATA, MN | WOODBURY, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 16, 2021 | n/a | yes | WAYZATA, MN|WOODBURY, MN | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jun 24, 2013 | Feb 16, 2021 | no | LAKE ELMO, MN | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Apr 6, 2009 | Jul 1, 2013 | no | ST. PAUL, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | LPL FINANCIAL LLC | Feb 16, 2021 | Feb 16, 2021 | 0 | Firm change | Ibd to ibd |
| RBC CAPITAL MARKETS, LLC | AMERIPRISE FINANCIAL SERVICES, LLC | Jul 1, 2013 | Jun 24, 2013 | -7 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:6413:MN:2021-02-16 | Feb 16, 2021 | Feb 16, 2021 | LAKE ELMO, MN | Firm change |